Compliance/Regulatory jobs

Found 10 United States jobs

• Vice President, Counsel (Alternatives)

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Vice President, Counsel (Alternatives)

  • 4 days ago
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• Compliance Generalist

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Compliance Generalist

  • 6 days ago
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• Chief Compliance Officer

  • Minneapolis, Minnesota
  • Base plus bonus and company profit sharing bonus. Full benefits included.
  • Summit Creek Advisors

  Summit Creek Advisor, LLC (SCA) is currently seeking a dedicated Chief Compliance Officer (CCO) to oversee all compliance functions of the firm.

  View details Chief Compliance Officer

  • 10 days ago
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• Experienced Marketing Compliance Reviewer

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Experienced Marketing Compliance Reviewer

  • 12 days ago
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• Financial Analyst

  

  • Washington D.C.
  • $95,470 to $160,155 per year
  • U.S. Securities and Exchange Commission

  Join the SEC's Division of Trading & Markets

  View details Financial Analyst

  • 13 days ago
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• Investment Implementation Associate

  

  • Chicago, Illinois
  • Negotiable
  • GCM

  This position is responsible for operations-related responsibilities with a focus on implementation of hedge fund, private equity, real estate, and...

  View details Investment Implementation Associate

  • 14 days ago
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• Portfolio Compliance Analyst

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Portfolio Compliance Analyst

  • 15 days ago
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• Director, Proxy Voting

  • Pittsburgh, Pennsylvania
  • Negotiable
  • Federated Hermes

  DIRECTOR, PROXY VOTING Pittsburgh, PA                                                             Since 1955, millions of investors in the United S...

  View details Director, Proxy Voting

  • 20 days ago
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• Senior Compliance Officer (Control Group)

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Senior Compliance Officer (Control Group)

  • 3 days left
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• Legal Specialist, Regulatory

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Legal Specialist, Regulatory

  • 3 days left
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