Compliance/Regulatory Private Wealth Management Firm jobs in Passed CFA Level III (Charter Pending)
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Passed CFA Level III (Charter Pending)
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Found 2 jobs
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Head, Advocacy, EMEA
Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.
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Operations Director
Operations Director required at boutique investment firm
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Vice President - Finance Investments - Rockville MD, DC, New York, NY, Boston, Philadelphia
FINRA is seeking a well qualified CFA preferred individual to lead, develop and implement FINRA's investment strategy.