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Found 5 United States jobs for open / negotiable
Trade Portfolio Compliance: The Portfolio Compliance Analyst will assist the team with monitoring compliance program as it relates to the oversig...
We are a financial services recruitment firm with a strong presence in Los Angeles, Send us your information whether you are qualified or not as w...
GCM is looking for a Compliance Officer for the firm’s limited purpose broker-dealer who can also support the investment advisers’ compliance program.
Responsible for assisting compliance staff & Chief Compliance Officer in ensuring the firm is in compliance with applicable regulatory requirements.
Develop and enhance risk mitigation framework for leading boutique asset management firm including risk management tools, techniques and controls.