Compliance/Regulatory jobs

Found 6 North America jobs for open / negotiable

• Temp Contract in Operations

  • Los Angeles
  • Market Competitive
  • Wall Street Personnel

  We have several temp and contract roles with investment firms. The roles will embrace trade settlements, corporate actions, compliance, operations,...

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  • 4 days ago
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• Sr ETF Operations Analyst

  • Los Angeles
  • Base plus bonus and pension
  • Wall Street Personnel

  As a Senior ETF Operations Analyst, you will play a key role in our launch into the ETF market by helping to stand up ETF operations. With an empha...

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  • 4 days ago
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• Head of Fixed Income Data

  

  • Chicago, Illinois
  • To be announced
  • Morningstar, Inc

  Data team seeks an enthusiastic, results-driven fixed income data/analytics leader and subject matter expert to advance our fixed income capabilities

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  • 9 days ago
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• Finance and Operations Analyst

  • Salt Lake City, Utah
  • Depends on Qualifications
  • State of Utah School & Institutional Trust Funds Office

  The State of Utah School & Institutional Trust Funds Office (SITFO) is looking for a Finance and Operations Analyst. This position will work cl...

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  • 11 days ago
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• Client Marketing Associate

  

  • Chicago, Illinois
  • Negotiable
  • GCM

  This position is responsible for preparing marketing collateral used to market the firm, its funds and its capabilities to prospects and consultants.

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  • 20 days ago
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• Investment Implementation Associate

  

  • Chicago, Illinois
  • Negotiable
  • GCM

  This position is responsible for operations-related responsibilities with a focus on implementation of hedge fund, private equity, real estate, and...

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  • 6 days left
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