Compliance/Regulatory jobs
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North America
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Found 43 North America jobs
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AVP, Compliance - Regulatory Change Management
Wintrust is a financial holding company with approximately $50 billion assets under management and traded on the NASDAQ:WTFC. Built on the "HAVE IT...
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Senior Vice President, Compliance Officer
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Director, Senior Managing Counsel, Financial Crimes Legal (Economic Sanctions)
Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, an...
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Senior Director, Senior Managing Counsel, Financial Crimes Legal (Economic Sanctions)
Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, an...
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US Investment Banking - Origination and Advisory -Assistant Vice President
Job Description: Job Title US Investment Banking - Origination and Advisory Corporate Title Assistant Vice President Location Jacksonville, FL Over...
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Associate, Paralegal I
Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, an...
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Associate, Paralegal I
Overview Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, an...
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Senior Director Compliance Product - Global Swap Dealer Head
Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible fo...
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Senior Director Compliance Product - Equities Compliance - Global
Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible fo...
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Senior Lead Counsel 1 - Product - C14 - NEW YORK
The Senior Lead Counsel I is a senior level position responsible for providing legal guidance and thought leadership to the business. The overall o...
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SVP - Lead Counsel I (Banking & Lending) (Hybrid)
As part of the Citi Global Wealth (CGW") Legal department, the Senior Lead Counsel I will primarily be engaged in providing broad-based advice on v...
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Director, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), A
Overview Senior Vice President, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), Asset Servicing & Digital...
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Director, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), A
Overview Senior Vice President, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), Asset Servicing & Digital...
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Head of Enterprise Services & Public Affairs (ESPA) and Environmental, Social and Governance (ESG) L
The Head of Enterprise Services & Public Affairs (ESPA) and Environmental, Social and Governance (ESG) Legal is a global senior management position...
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Controls Testing & Assurance (CT&A) Transaction Monitoring Quality Assurance (QA) Team Associate
Job Description: Job Title Controls Testing & Assurance (CT&A) Transaction Monitoring Quality Assurance (QA) Team Associate Corporate Title Associa...
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Control Room - Compliance Officer
Responsibilities: Conduct training on the Firm's policies and procedures relating to Information Barriers. Monitor securities law and related rules...
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Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Tes
Job Description: Job Title Controls Testing & Assurance (CT&A) - Compliance Testing - Americas Head of Anti-Financial Crime Testing (AFCT)/ Deputy...
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VP, Compliance Officer
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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VP, Compliance Officer
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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