Compliance/Regulatory Full Time jobs

Found 9 New York jobs

• Counsel / Senior Counsel - Institutional & Administrative (4974) (Base in Beijing)

  • New York, USA
  • Competitive
  • Asian Infrastructure Investment Bank

  Ref. Number: 23018 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel / Senio...

  View details Counsel / Senior Counsel - Institutional & Administrative (4974) (Base in Beijing)

  • 5 days ago
  • Save Counsel / Senior Counsel - Institutional & Administrative (4974) (Base in Beijing)

    You need to sign in to save

• Counsel - Private Sector Investment & Treasury Operations (4975) (Base in Beijing)

  • New York, USA
  • Competitive
  • Asian Infrastructure Investment Bank

  Ref. Number: 23019 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel - Priva...

  View details Counsel - Private Sector Investment & Treasury Operations (4975) (Base in Beijing)

  • 5 days ago
  • Save Counsel - Private Sector Investment & Treasury Operations (4975) (Base in Beijing)

    You need to sign in to save

• VP, Counsel

  • New York, USA
  • Competitive
  • PIMCO

  PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...

  View details VP, Counsel

  • 6 days ago
  • Save VP, Counsel

    You need to sign in to save

• Associate Director, CFCC Policies & Procedures, Go

  • New York, USA
  • Competitive
  • Standard Chartered Bank

  Job Summary This role supports the CFCC Governance Policies, Procedures, Training and Regulatory Change Team with key reviews of CFCC Policies, Sta...

  View details Associate Director, CFCC Policies & Procedures, Go

  • 12 days ago
  • Save Associate Director, CFCC Policies & Procedures, Go

    You need to sign in to save

• 2 x Compliance Consultants - Funds Experience and 1940 Act Knowledge Required

  • New York, USA
  • $120k - $180k
  • Compliance Recruitment Solutions

  Ref: 3942G $120K - $180K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London...

  View details 2 x Compliance Consultants - Funds Experience and 1940 Act Knowledge Required

  • 14 days ago
  • Save 2 x Compliance Consultants - Funds Experience and 1940 Act Knowledge Required

    You need to sign in to save

• Sr GRC Analyst

  • New York, USA
  • Competitive
  • CME Group

  Description The Senior GRC Analyst will support CME Group's Governance, Risk and Compliance (GRC) department, specifically Cash Markets Regula...

  View details Sr GRC Analyst

  • 7 days left
  • Save Sr GRC Analyst

    You need to sign in to save

• Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required

  • New York, USA
  • $200k - $250k
  • Compliance Recruitment Solutions

  Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 3925G $200K - $250K + Bonus + Benefits New York City ...

  View details Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required

  • 4 days left
  • Save Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required

    You need to sign in to save

• Counsel, Private Investments (Credit)

  • New York, USA
  • Competitive
  • Wellington Management Company, LLP

  About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets....

  View details Counsel, Private Investments (Credit)

  • 4 days left
  • Save Counsel, Private Investments (Credit)

    You need to sign in to save

• Technology Risk Management Sr. Analyst

  • New York, USA
  • Competitive
  • CME Group

  Description The Global Information Security (GIS) Technology Risk Management Senior Analyst will work with peers in GIS and across the Technology D...

  View details Technology Risk Management Sr. Analyst

  • 4 days left
  • Save Technology Risk Management Sr. Analyst

    You need to sign in to save