Compliance/Regulatory Full Time jobs
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Found 9 New York jobs
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Counsel / Senior Counsel - Institutional & Administrative (4974) (Base in Beijing)
Ref. Number: 23018 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel / Senio...
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Counsel - Private Sector Investment & Treasury Operations (4975) (Base in Beijing)
Ref. Number: 23019 Department: Legal Department Job Type: Global Recruitment Posting Date: Jan. 5, 2023 Closing Date: Feb. 28, 2023 Counsel - Priva...
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VP, Counsel
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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Associate Director, CFCC Policies & Procedures, Go
Job Summary This role supports the CFCC Governance Policies, Procedures, Training and Regulatory Change Team with key reviews of CFCC Policies, Sta...
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2 x Compliance Consultants - Funds Experience and 1940 Act Knowledge Required
Ref: 3942G $120K - $180K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London...
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Sr GRC Analyst
Description The Senior GRC Analyst will support CME Group's Governance, Risk and Compliance (GRC) department, specifically Cash Markets Regula...
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Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 3925G $200K - $250K + Bonus + Benefits New York City ...
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Counsel, Private Investments (Credit)
About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets....
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Technology Risk Management Sr. Analyst
Description The Global Information Security (GIS) Technology Risk Management Senior Analyst will work with peers in GIS and across the Technology D...
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