Compliance/Regulatory Full Time jobs
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Found 41 London (Greater) jobs
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Senior Compliance Consultant - Asset Management
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continu...
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Risk Product Engineer - Director
Job Summary London Permanent JN -092023-1947527 Sep 20, 2023 Competitive Job Description Global data solutions specialist firm seeks a Director lev...
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Legal Operations Analyst - 12 months FTC
The Vacancy OVERALL SUMMARY At Close Brothers we look to recruit individuals from all different backgrounds and encourage you to apply even if you ...
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Regulatory Compliance Associate (Contract)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Credit Manager
Job Summary London Permanent JN -082023-1945196 Sep 19, 2023 Competitive Job Description Our client, a Global Bank, are looking for a Senior Credit...
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Senior Compliance Monitoring Officer
Job Title: Senior Compliance Monitoring Officer Location: London (Hybrid) Contract Length: 9 months (FTC) Opportunity Overview: The Senior Complian...
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Control Room Manager - Investment Bank
Key Responsibilities: Conduct thorough reviews of potential conflicts of interest arising from investment banking, research, and other business act...
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Paralegal - for Global Hedge Fund
The Client cannot sponsor so UK working rights are essential. A successful candidate will be well organized, tech-savvy and have the ability to inv...
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Compliance Specialist - Asset Management (Vice President level)
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continu...
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IT Governance and Control Officer
Job Description: Employer: DWS Group Title: IT Governance and Control Officer Location: London About DWS: DWS Group (DWS) is one of the world'...
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Compliance, Regional Regulatory Affairs Compliance, Analyst/Associate, London
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthe...
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Compliance Analyst, Investment Management
Well established independent private client investment management firm seeks a Compliance Analyst to join its close-knit compliance team. This is a...
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Compliance Analyst - Banking
Compliance Analyst - Banking Excellent opportunity opens for a Compliance Analyst with experience in a Banking or Brokerage environment to join a l...
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Pensions Governance, Risk and Compliance Analyst
LifeSight, WTW's DC master trust, represents one of our biggest business growth opportunities in the UK. Our growing team has already quickly ...
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Head of Compliance
Head of Compliance £ 120,000 - £130,000 + Bonus + Benefits + Eligibility for Share Options on scheme launch London (Hybrid and remote working model...
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Compliance Analyst - Hedge Fund
Reporting into their UK Head of Compliance and working closely with the global Compliance team, you will be responsible for: Review and implement t...
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Senior Investment Coding Analyst
Leading global asset manager continuing along its path of consistent growth in London, its hub for EMEA, seeks a Senior Analyst within its Investme...
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Compliance Advisory - Investment Management and Wealth Advisory
Requiredskills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial P...
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KYC Analyst
An exciting opportunity has arisen with a global trading business to be part of their centralised KYC/due diligence team. In this role you will be ...
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Paralegal
Job Summary London Permanent JN -072023-1943684 Sep 07, 2023 Competitive Job Description A university holding company is looking for a paralegal to...
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