Compliance/Regulatory Full Time Bachelors jobs
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Found 36 United States jobs
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Investment Regulatory Risk Analyst
Experience GuideStone! We are an innovative organization that invests in the spiritual, relational, financial, physical and professional developmen...
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Policy Advisor (Financial Stability Oversight Council)
The Office of the Financial Stability Oversight Council is hiring! We are hiring Policy Advisors at the GS-14 level.
New
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Senior Policy Advisor (Financial Stability Oversight Council)
The Office of the Financial Stability Oversight Council is hiring! We are hiring Senior Policy Advisors at the GS-15 level.
New
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Deputy CCO Professional
The Deputy CCO reports to the CCO and is integral to the firm’s compliance program. This individual will work in office in Houston, Texas
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Bank Advisory & Corporate Bank Compliance
As a Barclays Bank Advisory & Corporate Bank Compliance AVP, you will be responsible for providing guidance and oversight to Businesses and Functio...
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2 x Compliance Consultants - Funds Experience and 1940 Act Knowledge Required
Ref: 3942G $120K - $180K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London...
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Compliance Associate, Americas
We are looking for an Associate to join our thriving Americas practice to deliver client work, participate in marketing and business development, ...
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Compliance Assurance AVP
As a Barclays Compliance Assurance - AVP, you will be supporting Compliance in achieving its mission, purpose and objectives by providing an assura...
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Group Counsel, Global Asset Management, Real Estate
The Ameriprise Financial General Counsel's Organization is hiring an attorney to be part of the Global Alternatives legal team supporting Colu...
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Vice President, Aladdin Legal Counsel
Description About this role The Digital Enterprise Legal team is seeking a Transactional Lawyer (Vice President) with 4-6 years of experience in co...
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Director, Sustainability Compliance
Description About this role Summary : We are seeking a self-motivated, experienced regulatory professional to support BlackRock's sustainabili...
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Sr GRC Analyst
Description The Senior GRC Analyst will support CME Group's Governance, Risk and Compliance (GRC) department, specifically Cash Markets Regula...
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Principle, Compliance Testing - Sanctions
Overview Overview of BNY Mellon : BNY Mellon is a global financial services company focused on helping clients manage and service their financial a...
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Principle, Compliance Testing - Sanctions
Overview Overview of BNY Mellon : BNY Mellon is a global financial services company focused on helping clients manage and service their financial a...
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Counsel- Legal Data Management
Overview Job Description Counsel Business Summary: The BNY Mellon Legal Data Management & Advisory group is a cross-functional team within the firm...
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Business Compliance Advisory Officer
Overview BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the inves...
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Business Compliance Advisory Officer
Overview BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the inves...
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IP Paralegal
Description About this role Your team Elevate your career by joining the world's largest asset manager! Thrive in an environment that fosters ...
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RISK & CONTROLS MANAGER (HR) - FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED
RISK & CONTROLS MANAGER (HR) - FIN SERVICES AUDIT, COMPLIANCE OR RISK EXPERIENCE REQUIRED Ref: 3938D $100K -$110K + benefits DULLES AREA (VA) Our c...
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