Compliance/Regulatory Full Time jobs in Bachelors

Found 7 Texas jobs

• Associate, Compliance

  

  • Pune, Bangalore
  • As per Company standards
  • TresVista

  About Us Founded in 2006, TresVista has been the leading provider of high-end outsourced support for asset managers, entrepreneurs & corporates for...

  View details Associate, Compliance

  • 24 days ago
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• Senior Relationship Manager

  

  • Bangalore
  • Act as a first point of contact for all the queries related to the HNI Clients.
  • 4Thoughts Finance

  Managing existing clients and on-boarding prospects 1. Understand the Risk profiler of the client and create Investment policy statement (IPS) 2. C...

  View details Senior Relationship Manager

  • 5 days ago
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• Paralegal - Senior Associate, Regulatory

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Paralegal - Senior Associate, Regulatory

  • 2 days ago
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• Vice President, Compliance Officer - Generalist

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Vice President, Compliance Officer - Generalist

  • 4 days ago
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• Experienced Marketing Compliance Reviewer

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Experienced Marketing Compliance Reviewer

  • 4 days ago
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• Portfolio Compliance Associate

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Portfolio Compliance Associate

  • 6 days ago
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• Paralegal

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Paralegal

  • 15 days ago
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• Counsel

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Counsel

  • 16 days ago
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• Manager, Fund Administration

  

  • Brooklyn, Ohio (US)
  • Salary is commensurate with experience. Great Healthcare, 401(k), & more benefits available.
  • Victory Capital Management, Inc.

  You have a strong understanding of the rules and regulations that apply to open and closed end investment companies and exchange traded funds.

  View details Manager, Fund Administration

  • 3 days left
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