Compliance/Regulatory Full Time jobs in Bachelors

Found 2 jobs for open / negotiable

• Senior Relationship Manager

  

  • Bangalore
  • Act as a first point of contact for all the queries related to the HNI Clients.
  • 4Thoughts Finance

  Managing existing clients and on-boarding prospects 1. Understand the Risk profiler of the client and create Investment policy statement (IPS) 2. C...

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  • 13 days ago
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• Associate, Compliance

  

  • Pune, Bangalore
  • As per Company standards
  • TresVista

  About Us Founded in 2006, TresVista has been the leading provider of high-end outsourced support for asset managers, entrepreneurs & corporates for...

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  • 32 days ago
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• Senior Executive - Operational Risk Management

  

  • Jalan Raja Chulan, Kuala Lumpur (MY)
  • Attractive remuneration & benefits, e.g. bonus, medical, dental, loans, retirement benefits, etc.
  • Public Mutual Berhad

  To assist in the development, enhancement and implementation of operational risk management policies/ guidelines.

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  • 5 days ago
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• Temp Contract in Operations

  • Los Angeles
  • Market Competitive
  • Wall Street Personnel

  We have several temp and contract roles with investment firms. The roles will embrace trade settlements, corporate actions, compliance, operations,...

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  • Expiring today
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