Compliance/Regulatory Full Time Bachelors jobs
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North America
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- Mexico 1
- United States 25
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Found 26 North America jobs
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Vice President, 1940 Act Registered Fund Compliance
Description About this role Summary: We are seeking a highly motivated professional to serve as a member of BlackRock's 1940 Act Registered Fu...
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Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
Senior Compliance Consultant - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 3925G $200K - $250K + Bonus + Benefits New York City ...
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Counsel, Private Investments (Credit)
About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets....
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Technology Risk Management Sr. Analyst
Description The Global Information Security (GIS) Technology Risk Management Senior Analyst will work with peers in GIS and across the Technology D...
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Technology Risk Management Analyst III
Description The Global Information Security (GIS) Technology Risk Management Analyst III will work with peers in GIS and across the Technology Divi...
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Senior Compliance Officer - U.S. Registered Funds Compliance
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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