Compliance/Regulatory Full Time Bachelors jobs
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Europe
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- France 2
- Germany 3
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Found 58 Europe jobs
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Senior Legal Counsel
On behalf of our trusted client, an Investment Boutique in central Switzerland, Swisslinx is looking for a Senior Legal Counsel to join a small tea...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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Job offer Juriste Financier Senior MFS/IAS (Securities Services) H/F - BNP Paribas
Juriste Financier Senior MFS/IAS H/F Concrètement votre quotidien ? Rattaché.e directement au responsable juridique de l'équipe Legal MFS/IAS ...
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FICC Compliance Advisory - VP
Responsibilities: - Build an understanding of the business lines, including booking models, products, transaction types and nature of business. - M...
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Compliance Senior Officer
We are Alter Domus. Our name means "The Other House" and we're a world leading provider of integrated solutions for the alternative investment...
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Compliance Analyst, Officer, Hybrid
Who we are looking for State Street Global Advisors (SSGA) is seeking a dynamic and enthusiastic individual to join the SSGA Europe compliance team...
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Compliance Monitoring Analyst (Sapia)
Job Description The main purpose of the role is to support the managers and associates with monitoring the activities of Appointed Representatives ...
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Compliance Advisory Manager, Investment Management
UK wealth & asset management group seeks a senior compliance advisor focussing on its fund product, wealth advisory and financial planning business...
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Compliance Executive
Job Summary City of London Permanent JN -112023-1951366 Nov 21, 2023 £45k - £50k Job Description **Fantastic New Permanent Opportunity for someone ...
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Compliance Analyst
Description Position Purpose The Compliance Analyst will be engaged in a broad variety of compliance matters, assisting in the day-to-day implement...
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Trade Surveillance Officer
Company Background Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing...
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Head of Compliance
Head of Compliance £ 120,000 - £130,000 + Bonus + Benefits + Eligibility for Share Options on scheme launch London (Hybrid and remote working model...
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Assistant Compliance Officer
Core responsibilities Log every correspondence from the CSSF in the relevant tool. Ensure these correspondences are saved in the relevant Complianc...
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Principal Compliance Consultant, Funds
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Portfolio Compliance Guidelines Analyst
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £5...
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Legal Counsel IS, Vice President
Purpose of Role State Street's legal team is looking for a legal counsel with strong commercial contracts experience to provide strategic lega...
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Compliance Officer, Assistant Vice President, Hybrid
Who we are looking for SSGA is seeking a dynamic and enthusiastic individual to join the SSGA Europe compliance team. The successful candidate will...
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AFC Central Steering Program Manager (m/w/d)
Job Description: Die Deutsche Bank (DB) kann auf eine sehr erfahrene und engagierte Abteilung für die Bekämpfung von Finanzkriminalität (Anti Finan...
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Compliance Monitoring Analyst
Compliance Monitoring Analyst City of London Permanent Up to £65,000 per annum cer Financial are working alongside a financial institution company ...
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Compliance Associate (Transaction Compliance)
Key Responsibilities: • Establishing a thorough understanding of client investment policy statements andpolicies • Creating and maintaining appropr...
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