Compliance/Regulatory Full Time jobs in Bachelors

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Found 28 jobs

  • Compliance Officer

    • Luxembourg (LU)
    • According to Market Standards
    • Partners Group

    Business Department:  Corporate Operations Location:  Luxembourg, LU Partners Group is a global private markets investment manager, serving over 85...

    Top job

  • Conducting Officer Valuation

    • Luxembourg (LU)
    • According to Market Standards
    • Partners Group

    Business Department:  Investment Services Location:  Luxembourg, LU Partners Group is a global private markets investment manager, serving over 850...

    Top job

  • Compliance Officer

    • Luxembourg (LU)
    • According to Market Standards
    • Partners Group

    Business Department:  Corporate Operations Location:  Luxembourg, LU Partners Group is a global private markets investment manager, serving over 85...

  • Conducting Officer Valuation

    • Luxembourg (LU)
    • According to Market Standards
    • Partners Group

    Business Department:  Investment Services Location:  Luxembourg, LU Partners Group is a global private markets investment manager, serving over 850...

  • Head of Finance - acts as a key interface with all the portfolio companies, fund investors & Board

    • Indiranagar, Bangalore (IN)
    • Commensurate with the experience and industry standards
    • Menterra Venture Advisors Private Limited

    Head of Finance - leads finance & compliance & acts as a key interface with portfolio companies, fund investors & Board of the investment manager.

  • Compliance Risk Management Analyst

    • Dublin, Ireland
    • Competitive
    • Citi

    Primary Location: Ireland,Leinster,Dublin Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job...

    New

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Investment Risk Analyst

    • London, United Kingdom
    • £40,000 - £60,000
    • Barclay Simpson, EA Licence No: 11S4540

    Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...

  • Compliance Product Director Risk

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Other Location: United States,Florida,Tampa Education: Bachelor's Degree Job Function: Compl...

  • Chief of Compliance

    • Boise, Idaho
    • Competitive
    • DB Fitzpatrick

    The Chief of Compliance will be in charge of and responsible for the firm’s compliance systems.

  • Project Manager / Program Manager for Compliance COO

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse -

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • Compliance Product Director Finance

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Other Location: United States,Florida,Tampa Education: Bachelor's Degree Job Function: Compl...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Lead

    • Calgary (City), Alberta (CA)
    • Salary
    • Mawer Investment Management Ltd.

    As Mawer continues to grow in size and complexity, we are seeking an experienced compliance professional to lead our Canadian and US institutional...

  • Vice President, Counsel - Legal Funds

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Treasury/CIO - Product Control (P&L and Risk)

    • Warsaw, Poland
    • Competitive
    • J.P.Morgan

    ABOUT Treasury/Chief Investment Office. T/CIO Global Operations is part of the Treasury/Chief Investment Office (T/CIO) which is responsible for fi...

  • Compliance, Compliance Testing, Associate, Singapore

    • Singapore, Singapore
    • Competitive
    • Goldman Sachs International

    MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...

  • Assistant Superintendent (REX-11), Risk Support Sector

    • Toronto (City), Ontario (CA)
    • Salary commensurate with experience
    • Office of the Superintendent of Financial Institutions

    The Office of the Superintendent of Financial Institutions (OSFI) has a unique opportunity for a proven leader to take on a senior role and build o...

  • Senior Compliance Officer (Alternatives)

    • New York, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Regulatory Analyst/Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • WSO Compliance Business Analyst

    • Dallas, USA
    • Competitive
    • IHS Markit

    Department Overview: WSO Compliance provides reporting solutions for fund managers to efficiently monitor CLO performance per the covenants provide...

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