Compliance/Regulatory Full Time jobs in Bachelors

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Found 20 jobs

  • AML (Anti Money Laundering) Compliance Officer

    • Lisbon (PT)
    • To be negotiate
    • BNP Paribas

    BNP Paribas is a leading European bank with an international reach. It has a presence in 72 countries, with more than 202,000 Employees – including...

    Top job

  • Director – Performance Analytics & Risk

    • West Los Angeles, California
    • Competitive base, bonus and benefits
    • WEST COAST FINANCIAL JOBS

    This position is responsible for overseeing all aspects of performance, analytics, and portfolio risk at the firm.

    Top job

  • Advisory, Financial Services Risk Management - Insurance Sector Focus, Manager / Senior Associate

    • Hong Kong, Hong Kong
    • To be discussed
    • Ernst & Young Hong Kong

    Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk man...

  • Regulatory Analyst/Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Head of EMEA Investment Oversight

    • London, United Kingdom
    • Competitive
    • State Street

    The role sits in the investment management organization within the first line of defence. The Investment Oversight team partners with the investmen...

  • Compliance Officer, Private Client, Toronto, ON

    • Toronto, Canada
    • Competitive
    • Scotiabank

    Requisition ID: 64410 Join the Global Community of Scotiabankers to help customers become better off. Purpose of Job: The Compliance Officer is res...

  • Advisory - Financial Crime Compliance / Regulatory Compliance, Financial Services Risk Management -

    • Hong Kong, Hong Kong
    • To be discussed
    • Ernst & Young Hong Kong

    Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk man...

  • Sr. Fund Accountant

    • Tempe, Arizona
    • commensurate to experience
    • Freedom Financial Network

    THE ROLE: Review fund administrator financial records. Research and resolve variances timely. Validate compliance for securitization, fair value ...

  • Senior Data Scientist

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • Data Analyst for Compliance Analytics

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • Investment Compliance Analyst

    • Dublin, Ireland
    • EUR45000 - EUR50000 per annum +
    • Huxley Banking & Financial Services

    The Role You will manage a number of complex clients with varied fund types (e.g. UCITS AIFs Pension funds) and assist them with onboarding new fun...

  • Risk Management Specialist

    • Calgary, AB or Toronto, ON
    • Salary plus benefits
    • Mawer Investment Management Ltd

    We are currently seeking an experienced Risk Management Specialist to help create, implement, and operate an Enterprise Risk Management (ERM) and...

  • Institutional Compliance Lead

    • Calgary, AB or Toronto, ON
    • Salary plus benefits
    • Mawer Investment Management Ltd

    As Mawer continues to grow in size and complexity, we are seeking an experienced compliance professional to lead our institutional client compliance..

  • VP, Counsel

    • New York, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Guideline Compliance Analyst / Senior Associate

    • Munich, Germany
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Chief Compliance Officer, PIMCO Investments

    • New York, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Analyst, Portfolio Compliance

    • Austin, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Senior Project Manager for Compliance Analytics

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • Project Manager for APAC Analytics

    • Singapore, Singapore
    • Competitive
    • Credit Suisse

    We Offer A challenging role for you as Senior Project or Program Manager within our Chief Compliance Officer (CCO) group. You will be part of our C...

  • Chief Product / Compliance Officer, Crypto VC and Funds Group (f/m/d)

    • Frankfurt am Main, Germany
    • Competitive
    • Iconic Holding GmbH

    Your Tasks Educate and lobby international regulators regarding forward-thinking, modern financial compliance procedures and their impact on emergi...

  • Prudent Man Advisors Quantitative Analyst

    • Saint Louis Park, Minnesota
    • Open/Negotiable
    • PMA Financial Network, LLC

    Quantitative analyst will perform research to identify opportunities for improved risk management across our discipline & analyzing large data sets.

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