Compliance/Regulatory Full Time jobs in Bachelors

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Found 24 jobs

  • Analyst

    • Mumbai, Konkan (IN)
    • As Per Industry Standard
    • AGP

     Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets  Intensive due diligence across ...

    Top job

  • Deputy Manager/Manager - Risk & Compliance

    • Mumbai, Worli
    • Compensation as per industry standards
    • Mahindra Asset Management Company

    This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.

    Top job

  • Head of Finance - acts as a key interface with all the portfolio companies, fund investors & Board

    • Indiranagar, Bangalore (IN)
    • Commensurate with the experience and industry standards
    • Menterra Venture Advisors Private Limited

    Head of Finance - leads finance & compliance & acts as a key interface with portfolio companies, fund investors & Board of the investment manager.

    New

  • Deputy Manager/Manager - Risk & Compliance

    • Mumbai, Worli
    • Compensation as per industry standards
    • Mahindra Asset Management Company

    This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.

  • SVP, Regulatory Compliance Officer

    • London, United Kingdom
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Investment Risk Analyst

    • London, United Kingdom
    • £40,000 - £60,000
    • Barclay Simpson, EA Licence No: 11S4540

    Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...

    New

  • Head of Compliance Risk Monitoring Team, VP - EMEA

    • London, United Kingdom
    • competitive
    • State Street UK

    State Street The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street. ...

    New

  • Investment Compliance Advisory Manager

    • London, United Kingdom
    • Competitive
    • M&G Prudential

    Working with M&G Prudential as an Investment Compliance Advisory Manager means becoming part of a brand with a global reputation and an exciting vi...

    New

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Trade Surveillance Sr. Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Core Regulatory Compliance Manager

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Mgr, Compliance - Sales & Marketing

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Officer II

    • New York, USA
    • Competitive
    • BNY Mellon Investment Management

    The position will be a Compliance Officer in the Fund Chief Compliance Officer Group which supports the Dreyfus Fund Chief Compliance Officer in co...

  • Analyst, Guideline & Rule Inquiry

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Assurance Sr Director Global Technology, Operations and Global Functions Head

    • London, United Kingdom
    • Competitive
    • Citi

    Primary Location: United Kingdom,England,London Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: D...

  • Compliance - Securities Division Compliance - Currencies and Commodities - Vice President - London

    • London, United Kingdom
    • Competitive
    • Goldman Sachs International

    MORE ABOUT THIS JOB JOB SUMMARY This is a VP level role within the London Securities Division Compliance Team providing compliance coverage across ...

  • Head of Risk - Private Banking

    • Hong Kong, Hong Kong
    • Competitive
    • Randstad Hong Kong

    job description about the company Our client is an expanding international Private Bank with a strong presence in the region. about the job You wil...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Regulatory Reporting

    • Cos Cob, USA
    • USD150000 - USD190000 per year
    • Robert Walters Associates Inc

    Your Role Assist in the preparation and submission of all regulatory reports filed on behalf of the firm. Coordinate collecting and synthesizing da...

  • Portfolio Compliance Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Operational Due Diligence Associate Analyst

    • Hong Kong (HK)
    • Comprehensive Compensation and Benefits Package
    • Albourne Partners (Asia) Limited

    This is an exciting opportunity to join a high-profile consultancy firm in the alternative investments industry within the Operational Due Diligenc...

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