Compliance/Regulatory Full Time jobs in Bachelors

Found 22 jobs

• Chief Operating Officer

  • United States
  • The role will be compensated through a salary (up to $125k) bonus and equity.
  • Water Tower Research LLC

  We are looking to add a Chief Operating Officer (COO) to our leadership team. The COO will be involved in running the day-to-day ops of the firm.

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  • 3 days left
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• Senior Regulatory Compliance Officer

  • London, United Kingdom
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Senior Regulatory Compliance Officer

  • 1 day ago
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• Senior Compliance Manager - International Asset Manager based in Hong Kong

  • Hong Kong, Hong Kong
  • Competitive
  • LMA Recruitment, EA Licence No: 11C4684

  Responsibilities of the role: 1. Responsible for handling the investment and trade compliance for the APAC trade desk which includes pre-trade real...

  View details Senior Compliance Manager - International Asset Manager based in Hong Kong

  • 2 days ago
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• Manager Research Analyst, Model Portfolios

  

  • Chicago
  • To be Announced
  • Morningstar, Inc

  The position requires a real passion for investing along with strong analytical, presentational, and writing skills.

  View details Manager Research Analyst, Model Portfolios

  • 4 days ago
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• Associate Director, Multi-Asset and Alternative Strategies

  

  • Chicago, Illinois
  • To be Announced
  • Morningstar, Inc

  Morningstar’s Research group provides independent analysis on individual securities, funds, markets, and portfolios.

  View details Associate Director, Multi-Asset and Alternative Strategies

  • 4 days ago
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• Business Data Analyst, VP

  • Pune, India
  • Competitive
  • Credit Suisse

  Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a globa...

  View details Business Data Analyst, VP

  • 4 days ago
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• Mutual Fund Accounting Manager

  

  • Chicago, Illinois (US)
  • To Be Announced
  • Morningstar, Inc

  Morningstar is looking for a Mutual Fund Accounting Manager to join our Morningstar team, which is focused on innovation, and process improvements

  View details Mutual Fund Accounting Manager

  • 10 days ago
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• Investment Compliance Advisory Consultant - 12 Month FTC

  • London, United Kingdom
  • Competitive
  • M&G plc.

  At M&G our vision is: to become the best loved and most successful savings and investment business and we're looking for people who are excite...

  View details Investment Compliance Advisory Consultant - 12 Month FTC

  • Expiring today
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• Compliance Monitoring - Asset Management

  • London, United Kingdom
  • to £65k base + bonus / benefits
  • Paritas Recruitment - Compliance

  The role will work with both the Compliance Monitoring and wider Compliance team to provide an effective Compliance Monitoring function for the glo...

  View details Compliance Monitoring - Asset Management

  • 11 days ago
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• Executive Vice President, Governance Advisory Group

  

  • Toronto (City), Ontario (CA)
  • negotiable
  • Kingsdale Advisors

  About Kingsdale Advisors: With offices in Toronto and New York, Kingsdale Advisors is the leading shareholder services and advisory firm, having ac...

  View details Executive Vice President, Governance Advisory Group

  • 13 days ago
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• Global Markets Compliance, Vice President / Executive Director, London

  • London, United Kingdom
  • Competitive
  • Goldman Sachs

  MORE ABOUT THIS JOB This is a VP level role within the Global Markets Compliance Team, based on the trading floor in London. Role entails providing...

  View details Global Markets Compliance, Vice President / Executive Director, London

  • 14 days ago
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• Senior Compliance Officer (Control Group)

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Senior Compliance Officer (Control Group)

  • 14 days ago
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• Legal Specialist, Regulatory

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Legal Specialist, Regulatory

  • 14 days ago
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• Compliance Testing Group, Associate - London

  • London, United Kingdom
  • Competitive
  • Goldman Sachs

  MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...

  View details Compliance Testing Group, Associate - London

  • 16 days ago
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• Regulatory Compliance Manager / Location: Luxembourg / Salary: Up to 120K€

  • Luxembourg, Luxembourg
  • up to 120k
  • Skillfinder International

  With a worldwide presence , this international credit institution and asset servicer is currently looking for a solution-driven and autonomous Comp...

  View details Regulatory Compliance Manager / Location: Luxembourg / Salary: Up to 120K€

  • 18 days ago
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• Senior Vice President, Investment Product Compliance(WM)

  • Hong Kong, Hong Kong
  • Competitive
  • Morgan McKinley

  Attractive senior investment compliance opening in a leading bank in HK, team leader of 3 staff, this position will be work closely with the front ...

  View details Senior Vice President, Investment Product Compliance(WM)

  • 19 days ago
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• Vice President, Counsel (Alternatives)

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Vice President, Counsel (Alternatives)

  • 20 days ago
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• Compliance Generalist

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Compliance Generalist

  • 21 days ago
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• Operational Due Diligence (ODD) Specialist

  

  • Boston, Massachusetts (US)
  • Competitive compensation, negotiable based on experience.
  • SCS Financial Services, LLC

  Join our growing firm and great culture with this exciting opportunity to contribute to our firm's core operational due diligence function.

  View details Operational Due Diligence (ODD) Specialist

  • 4 days left
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• Compliance, Global Markets, Emerging Markets and Rates, Analyst/Associate - London

  • London, United Kingdom
  • Competitive
  • Goldman Sachs

  MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...

  View details Compliance, Global Markets, Emerging Markets and Rates, Analyst/Associate - London

  • 3 days left
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