Compliance/Regulatory Full Time jobs in Bachelors

Found 11 jobs

• Head, Advocacy, EMEA

  

  • London (Greater) (GB)
  • Competitive base salary (110-130K GBP) plus incentive
  • CFA Institute

  Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.

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  • 6 days left
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• Head, Advocacy, EMEA

  

  • London (Greater) (GB)
  • Competitive base salary (110-130K GBP) plus incentive
  • CFA Institute

  Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.

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  • 6 days left
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• Leveraged Finance - Director Legal Role

  • New York, NY, USA
  • competitive
  • Fitch Ratings

  Fitch is seeking a Director for a legal research role within the Leveraged Finance team of the U.S. Corporates Group. The ideal candidate will have...

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  • 2 days ago
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• Leveraged Finance - Director Legal Role

  • Chicago, IL, USA
  • competitive
  • Fitch Ratings

  Fitch is seeking a Director for a legal research role within the Leveraged Finance team of the U.S. Corporates Group. The ideal candidate will have...

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  • 2 days ago
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• Compliance - Senior Compliance Testing Officer \u2013 Vice President

  • Hong Kong
  • Competitive
  • Deutsche Bank APAC

  Compliance - Senior Compliance Testing Officer \u2013 Vice President

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  • 2 days ago
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• Compliance - Compliance Testing Group - Compliance Testing(Japanese), Senior...

  • Singapore
  • Competitive
  • Goldman Sachs International

  Compliance - Compliance Testing Group - Compliance Testing(Japanese), Senior Analyst/Associate/Vice President - Singapore

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  • 2 days ago
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• Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk...

  • New York, NY, USA
  • Competitive
  • Bank of America Corporation

  Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk & Compliance

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  • 3 days ago
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• Internal Audit - Securities - Business - Associate - Bengaluru

  • Bangalore, India
  • Competitive
  • Goldman Sachs International

  Internal Audit - Securities - Business - Associate - Bengaluru

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  • 3 days ago
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• Compliance - Compliance Testing Group -Associate- Bengaluru

  • Bangalore, India
  • Competitive
  • Goldman Sachs International

  Compliance - Compliance Testing Group -Associate- Bengaluru

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  • 3 days ago
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• 产品经理

  • Shenzhen, China
  • 面议
  • Jasper Capital

  任职要求 1、金融学、经济学、法学等相关专业硕士或以上学历 2、具有至少一年工作经验 3、较强的语言及文字表达沟通能力 4、善良勤勉的价值认同 4、符合以下一或多条件者优先 ——证券公司产品经理、机构业务经理工作经验 ——基金行业渠道销售、管理工作经验 ——券商、基金、公募基金产品设计经验 —...

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  • 9 days ago
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• Vice President - Finance Investments - Rockville MD, DC, New York, NY, Boston, Philadelphia

  • Rockville, Maryland
  • N/A
  • Financial Industry Regulatory Authority (FINRA)

  FINRA is seeking a well qualified CFA preferred individual to lead, develop and implement FINRA's investment strategy.

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  • 16 days ago
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• Chief Compliance Officer/Consultant

  • Portland, OR, USA
  • Competitive
  • RVK, Inc

  One of the largest fully independent and employee-owned investment consulting firms in the U.S., RVK, Inc. (“RVK”) provides world-class investment ...

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  • 20 days ago
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