Compliance/Regulatory jobs in Full Time

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Found 36 jobs

  • Deputy Manager/Manager - Risk & Compliance

    • Mumbai, Worli
    • Compensation as per industry standards
    • Mahindra Asset Management Company

    This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.

    Top job

  • Analyst

    • Mumbai, Konkan (IN)
    • As Per Industry Standard
    • AGP

     Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets  Intensive due diligence across ...

    Top job

  • Head of Finance - acts as a key interface with all the portfolio companies, fund investors & Board

    • Indiranagar, Bangalore (IN)
    • Commensurate with the experience and industry standards
    • Menterra Venture Advisors Private Limited

    Head of Finance - leads finance & compliance & acts as a key interface with portfolio companies, fund investors & Board of the investment manager.

  • Analyst

    • Mumbai, Konkan (IN)
    • As Per Industry Standard
    • AGP

     Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets  Intensive due diligence across ...

  • Deputy Manager/Manager - Risk & Compliance

    • Mumbai, Worli
    • Compensation as per industry standards
    • Mahindra Asset Management Company

    This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.

  • Head of Compliance Risk Monitoring Team, VP - EMEA

    • London, United Kingdom
    • competitive
    • State Street UK

    State Street The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street. ...

    New

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

    New

  • Securities Compliance Examiner

    • Miami, Florida (US); New York, New York (US)
    • $75,166 to $190,400
    • U.S. Securities & Exchange Commission

    The Office of Compliance Inspections and Examinations ("OCIE"). OCIE administers the SEC's nationwide examination and inspection program for regist...

  • Chief Compliance Officer, PIMCO Investments

    • New York, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • SVP, Regulatory Compliance Officer

    • London, United Kingdom
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Investment Risk Analyst

    • London, United Kingdom
    • £40,000 - £60,000
    • Barclay Simpson, EA Licence No: 11S4540

    Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Analyst, Guideline & Rule Inquiry

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Investment Risk, VP - Investment Management

    • Hong Kong, Hong Kong
    • Competitive
    • Randstad Hong Kong

    job description about the company Our client is an international Asset Management firm with a strong regional presence in HK, Greater China and Nor...

  • Chief Financial Officer (CFO)

    • Mexico City (MX)
    • Negotiable
    • True Home

    TrueHome is a fast-growing Mexican tech enabled real estate broker, focused on improving the buyers and sellers experience when buying or selling a...

  • Portfolio Manager

    • We're located in Alexandria, VA just outside Washington D.C.
    • $75-85k base, several bonus plans and opportunity for path to partnership
    • Monument Wealth Management

    If you're a razor-sharp, collaborative, creative thinker with a renegade spirit, zero commitment issues and a passion for the market, APPLY!

  • Project Manager / Program Manager for Compliance COO

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse -

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • SSGA APAC Investment Oversight (Investment Compliance), Officer

    • Hong Kong, Hong Kong
    • Competitive
    • State Street

    As an Officer, this individual will join a team of global professionals that provides investment oversight support for the investment management an...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Assurance Sr Director Global Technology, Operations and Global Functions Head

    • London, United Kingdom
    • Competitive
    • Citi

    Primary Location: United Kingdom,England,London Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: D...

  • Securities Compliance Examiner

    • New York City, New York (US)
    • $115,778 - $218,623
    • U.S. Securities & Exchange Commission

    Join the SEC an employer of choice!

  • Securities Compliance Examiner

    • Washington DC, Ft. Worth TX, Altanta GA, Denver CO, Philadelphia PA, New York City, Chicago IL
    • $150,007 - $246,900
    • U.S. Securities & Exchange Commission

    Join the SEC an employer of choice!

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