Compliance/Regulatory Finance - General jobs
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Found 35 London (Greater) jobs
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Director of Regulatory Affairs
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Senior Compliance Advisory Manager - Alternative Investments (AIFMD)
Key Responsibilities: Act as a compliance subject matter expert for alternative investments, offering advice and support on a range of areas, inclu...
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Counterparty Risk Manager - AVP
Job Summary City of London Permanent JN -112023-1951535 Nov 22, 2023 Competitive Job Description Global investment bank seeks an AVP level Counterp...
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Compliance, Regional Regulatory Affairs Compliance, Analyst/Associate, London
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthe...
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Valuation Adjustments Methodologies Quant - VP
Job Summary City of London Permanent JN -112023-1951868 Nov 28, 2023 Competitive Job Description Global investment bank seeks a VP level Quant Ana....
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Senior Regulatory Compliance Executive
Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client. They are looking to add a...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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FICC Compliance Advisory - VP
Responsibilities: - Build an understanding of the business lines, including booking models, products, transaction types and nature of business. - M...
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Compliance Advisory Manager, Investment Management
UK wealth & asset management group seeks a senior compliance advisor focussing on its fund product, wealth advisory and financial planning business...
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Senior Legal Counsel, Anti-Financial Crime (London)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Compliance Executive
Job Summary City of London Permanent JN -112023-1951366 Nov 21, 2023 £45k - £50k Job Description **Fantastic New Permanent Opportunity for someone ...
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Compliance Analyst
Description Position Purpose The Compliance Analyst will be engaged in a broad variety of compliance matters, assisting in the day-to-day implement...
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Trade Surveillance Officer
Company Background Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing...
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Head of Compliance
Head of Compliance £ 120,000 - £130,000 + Bonus + Benefits + Eligibility for Share Options on scheme launch London (Hybrid and remote working model...
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Principal Compliance Consultant, Funds
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Portfolio Compliance Guidelines Analyst
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £5...
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Legal Counsel IS, Vice President
Purpose of Role State Street's legal team is looking for a legal counsel with strong commercial contracts experience to provide strategic lega...
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Senior Corporate Credit Risk Manager
Job Summary City of London Permanent JN -072023-1943950 Oct 05, 2023 Competitive Job Description Our client, a Global Bank, are looking for a Senio...
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Compliance Monitoring Analyst
Compliance Monitoring Analyst City of London Permanent Up to £65,000 per annum cer Financial are working alongside a financial institution company ...
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Compliance Associate (Transaction Compliance)
Key Responsibilities: • Establishing a thorough understanding of client investment policy statements andpolicies • Creating and maintaining appropr...
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