Compliance/Regulatory Finance - General jobs
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Found 34 London (Greater) jobs
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Senior Compliance Associate - 1591419
We are recruiting for multinational online brokerage firm looking to hire an Senior Compliance Analyst to join their London office with a focus on ...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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Private Bank Business Line Compliance Director - CIO, Sustainability and Managed Solutions
Job Description: Job Title Private Bank Business Line Compliance Director - CIO, Sustainability and Managed Solutions Location London Corporate Tit...
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Compliance, Federation Compliance, Vice President, London
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's c...
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Compliance Surveillance Analyst / Associate - 6 Month Contract (London)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Compliance Analyst, Investment Monitoring
Long-established private client investment management firm seeks to hire a senior analyst for its close-knit compliance team. Reporting into the Co...
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Senior Investment Coding Analyst
Leading global asset manager continuing along its path of consistent growth in London, its hub for EMEA, seeks a Senior Analyst within its Investme...
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Controls Testing & Assurance, Anti Financial Crime Testing Tester (Origination & Advisory / Research
Job Description: Job Title Controls Testing & Assurance, Anti Financial Crime Testing Tester (Origination & Advisory / Research) Location London Co...
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Transaction Services, Transaction Reporting, Senior Associate
1500 employees carry the Bank's long tradition of success into the future. Through our business divisions across the Investment Bank, Corporate Ban...
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Client Onboarding - Wealth Management
Key responsibilities Review and approval of clients' documentation and source of wealth information and evidence Responsible for managing the onboa...
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Senior Legal Counsel, Anti-Financial Crime (London)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Corporate Governance Director
RESPONSIBILITIES The GCS function is responsible for maintaining effective corporate governance and the smooth running of all the Boards and Board ...
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Compliance Officer, Anti-Financial Crime (London) - 12m FTC
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Credit Manager
Job Summary London Permanent JN -082023-1945196 Sep 19, 2023 Competitive Job Description Our client, a Global Bank, are looking for a Senior Credit...
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Senior Compliance Consultant - Asset Management
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continu...
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Risk Product Engineer - Director
Job Summary London Permanent JN -092023-1947527 Sep 20, 2023 Competitive Job Description Global data solutions specialist firm seeks a Director lev...
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Legal Operations Analyst - 12 months FTC
The Vacancy OVERALL SUMMARY At Close Brothers we look to recruit individuals from all different backgrounds and encourage you to apply even if you ...
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Portfolio Compliance Guidelines Analyst
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £5...
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Regulatory Compliance Associate
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Compliance Monitoring Officer
Job Title: Senior Compliance Monitoring Officer Location: London (Hybrid) Contract Length: 9 months (FTC) Opportunity Overview: The Senior Complian...
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