Compliance/Regulatory Finance - General Full Time jobs
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Found 35 London (Greater) jobs
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Compliance Specialist - Asset Management (Vice President level)
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continu...
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Compliance, Regional Regulatory Affairs Compliance, Analyst/Associate, London
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthe...
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Compliance Analyst - Hedge Fund
Reporting into their UK Head of Compliance and working closely with the global Compliance team, you will be responsible for: Review and implement t...
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Compliance Advisory - Investment Management and Wealth Advisory
Requiredskills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial P...
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KYC Analyst
An exciting opportunity has arisen with a global trading business to be part of their centralised KYC/due diligence team. In this role you will be ...
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Compliance, Federation Compliance, Executive Director, London
GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational ri...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
Our client, a growing UK and US Compliance Consulting Firm, is looking for an experienced Compliance practitioner to join their growing consultant ...
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AVP & VP Compliance Internal Audit Roles
My client, a global Corporate Investment Bank, is looking to hire an AVP (Audit Manager) & VP (Senior Audit Manager) into their Compliance Internal...
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Compliance Contracts Manager - Heating
Job Title: Compliance Contracts Manager - Heating Line Manager: Head of Compliance Location: Lewisham, London Job Type: Full-Time, 6 month temp to ...
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Financial Crime Intelligence and Analytics AVP
As a financial crime Intelligence and Analytics AVP you will be responsible for: Identification of detection scenarios Analysisng and providing sup...
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Interim Portfolio Compliance Guidelines Analyst (12 month FTC)
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £4...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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Investment Risk Analyst
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £5...
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