Compliance/Regulatory Finance - General Full Time jobs
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Found 40 London (Greater) jobs
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Head of Compliance
Head of Compliance £ 120,000 - £130,000 + Bonus + Benefits + Eligibility for Share Options on scheme launch London (Hybrid and remote working model...
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Compliance Analyst - Hedge Fund
Reporting into their UK Head of Compliance and working closely with the global Compliance team, you will be responsible for: Review and implement t...
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Senior Investment Coding Analyst
Leading global asset manager continuing along its path of consistent growth in London, its hub for EMEA, seeks a Senior Analyst within its Investme...
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Compliance Advisory - Investment Management and Wealth Advisory
Requiredskills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial P...
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KYC Analyst
An exciting opportunity has arisen with a global trading business to be part of their centralised KYC/due diligence team. In this role you will be ...
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Compliance, Federation Compliance, Executive Director, London
GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational ri...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
Our client, a growing UK and US Compliance Consulting Firm, is looking for an experienced Compliance practitioner to join their growing consultant ...
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AVP & VP Compliance Internal Audit Roles
My client, a global Corporate Investment Bank, is looking to hire an AVP (Audit Manager) & VP (Senior Audit Manager) into their Compliance Internal...
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Compliance Contracts Manager - Heating
Job Title: Compliance Contracts Manager - Heating Line Manager: Head of Compliance Location: Lewisham, London Job Type: Full-Time, 6 month temp to ...
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Financial Crime Intelligence and Analytics AVP
As a financial crime Intelligence and Analytics AVP you will be responsible for: Identification of detection scenarios Analysisng and providing sup...
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Interim Portfolio Compliance Guidelines Analyst (12 month FTC)
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £4...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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Investment Risk Analyst
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £5...
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Private Bank Business Line Compliance Director - CIO, Sustainability and Managed Solutions
Job Description: Job Title Private Bank Business Line Compliance Director - CIO, Sustainability and Managed Solutions Location London Corporate Tit...
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Compliance, Federation Compliance, Vice President, London
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's c...
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Compliance Surveillance Analyst / Associate - 6 Month Contract (London)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Manager Regulatory Compliance - Asset Management and ESG
Our client are a Global Asset Management firm with offices based in London and a number of other global locations. Description The Senior Manager R...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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