Compliance/Regulatory Finance - General jobs in Full Time
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Found 49 England jobs
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Your team You would be working in our Alternative Funds team (covering EMEA & Switzerland) and be based in London or Dublin, assisting UBS with the...
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The Regulatory Development team are responsible for identifying and researching new and existing regulations, assessing the scope and impact of the...
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Regulatory compliance Responsible for the management and oversight of the firms SMCR framework and related policies and procedure, including regula...
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Purpose of Role This is a key role in the Institutional Services UKMEA ("IS UKMEA") legal team, advising the IS UKMEA business on the legal aspects...
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The individual will be responsible for training new Control Room hires as well as other personnel in other departments. This role is in the London ...
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The Central Testing team performs operational effectiveness testing of internal controls on behalf of the First Line of Defence for all business li...
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Responsible for the Merchant Banking (private equity / private debt funds) UK compliance, specifically: Managing compliance arrangements for the fi...
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Responsibilities Consumer Duty and Conduct Risk: Design and implement a framework for identifying and mitigating conduct risk Assess and update pol...
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Pro-actively identifying, investigating and resolving compliance issues and risks. Conducting technical research and analysis to support new busine...
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Role: -Complete the technology on-boarding processes for the new Trade Surveillance solution, working with internal teams. - Work with the Vendor a...
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THE LEGAL DIVISION We work at the intersection of finance and law, providing counsel and advice that support activities across the firm. We handle ...
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Description About this role London VP Job Description L&C Overview: BlackRock's Legal & Compliance (L&C) Department protects BlackRock's ...
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About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Macquarie's Green Investment Group - Electric Vehicle (EV) Platform business - Head of Legal & Compliance Join our Green Investment Group as a...
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Main Duties Managing day to day compliance queries from the business Working with the business to ensure that all regulatory, operational and condu...
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Description About this role Portfolio Compliance Implementation Team Want to elevate your career by being a part of the world's largest asset ...
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Acting as the primary compliance resource for a number of retained client relationships. Providing strategic compliance advice, anticipating the re...
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Description About this role Job Purpose/Background: The Institutional and Solutions Legal Team provides advice and support to the Multi-Asset Strat...
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COMPLIANCE DIVISION Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strength...
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MORE ABOUT THIS SKILLSET Providing advice to sustain the firm's financial well-being and reputation. Ensuring compliance with global laws and ...
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