Compliance/Regulatory Finance - General Full Time jobs in Bachelors

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Found 17 North America jobs

  • Deputy Manager/Manager - Risk & Compliance

    • Mumbai, Worli
    • Compensation as per industry standards
    • Mahindra Asset Management Company

    This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.

    Top job

  • Analyst

    • Mumbai, Konkan (IN)
    • As Per Industry Standard
    • AGP

     Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets  Intensive due diligence across ...

    Top job

  • Chief Compliance Officer, PIMCO Investments

    • New York, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Analyst, Guideline & Rule Inquiry

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Securities Compliance Examiner

    • Miami, Florida (US); New York, New York (US)
    • $75,166 to $190,400
    • U.S. Securities & Exchange Commission

    The Office of Compliance Inspections and Examinations ("OCIE"). OCIE administers the SEC's nationwide examination and inspection program for regist...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Securities Compliance Examiner

    • New York City, New York (US)
    • $115,778 - $218,623
    • U.S. Securities & Exchange Commission

    Join the SEC an employer of choice!

  • Securities Compliance Examiner

    • Washington DC, Ft. Worth TX, Altanta GA, Denver CO, Philadelphia PA, New York City, Chicago IL
    • $150,007 - $246,900
    • U.S. Securities & Exchange Commission

    Join the SEC an employer of choice!

  • Regulatory Analyst/Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Product Director Finance

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Other Location: United States,Florida,Tampa Education: Bachelor's Degree Job Function: Compl...

  • Senior Compliance Officer (Alternatives)

    • New York, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Product Director Risk

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Other Location: United States,Florida,Tampa Education: Bachelor's Degree Job Function: Compl...

  • Vice President, Counsel - Legal Funds

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Vice President, Counsel-Private Fund Transactions

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Analyst, Rule Automation

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Regulatory Reporting

    • Cos Cob, USA
    • USD150000 - USD190000 per year
    • Robert Walters Associates Inc

    Your Role Assist in the preparation and submission of all regulatory reports filed on behalf of the firm. Coordinate collecting and synthesizing da...

  • Associate, Marketing Compliance-Austin, TX or NYC

    • Austin, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

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