Compliance/Regulatory Finance - General Full Time jobs in Bachelors

Keyword search

Broaden your search

Refine your search

Job Function

Industry Sector

Employment Type

Education

You need to sign in to set up job alerts

Found 28 jobs

  • Analyst

    • Mumbai, Konkan (IN)
    • As Per Industry Standard
    • AGP

     Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets  Intensive due diligence across ...

    Top job

  • Deputy Manager/Manager - Risk & Compliance

    • Mumbai, Worli
    • Compensation as per industry standards
    • Mahindra Asset Management Company

    This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.

    Top job

  • Head of Compliance Risk Monitoring Team, VP - EMEA

    • London, United Kingdom
    • competitive
    • State Street UK

    State Street The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street. ...

    New

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

    New

  • Securities Compliance Examiner

    • Miami, Florida (US); New York, New York (US)
    • $75,166 to $190,400
    • U.S. Securities & Exchange Commission

    The Office of Compliance Inspections and Examinations ("OCIE"). OCIE administers the SEC's nationwide examination and inspection program for regist...

  • Chief Compliance Officer, PIMCO Investments

    • New York, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • SVP, Regulatory Compliance Officer

    • London, United Kingdom
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Investment Risk Analyst

    • London, United Kingdom
    • £40,000 - £60,000
    • Barclay Simpson, EA Licence No: 11S4540

    Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Analyst, Guideline & Rule Inquiry

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Investment Risk, VP - Investment Management

    • Hong Kong, Hong Kong
    • Competitive
    • Randstad Hong Kong

    job description about the company Our client is an international Asset Management firm with a strong regional presence in HK, Greater China and Nor...

  • Project Manager / Program Manager for Compliance COO

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse -

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • SSGA APAC Investment Oversight (Investment Compliance), Officer

    • Hong Kong, Hong Kong
    • Competitive
    • State Street

    As an Officer, this individual will join a team of global professionals that provides investment oversight support for the investment management an...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Assurance Sr Director Global Technology, Operations and Global Functions Head

    • London, United Kingdom
    • Competitive
    • Citi

    Primary Location: United Kingdom,England,London Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: D...

  • Securities Compliance Examiner

    • New York City, New York (US)
    • $115,778 - $218,623
    • U.S. Securities & Exchange Commission

    Join the SEC an employer of choice!

  • Securities Compliance Examiner

    • Washington DC, Ft. Worth TX, Altanta GA, Denver CO, Philadelphia PA, New York City, Chicago IL
    • $150,007 - $246,900
    • U.S. Securities & Exchange Commission

    Join the SEC an employer of choice!

  • Regulatory Analyst/Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Product Director Finance

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Other Location: United States,Florida,Tampa Education: Bachelor's Degree Job Function: Compl...

  • Senior Compliance Officer (Alternatives)

    • New York, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Product Director Risk

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Other Location: United States,Florida,Tampa Education: Bachelor's Degree Job Function: Compl...

You need to sign in to set up job alerts