Compliance/Regulatory Finance - General jobs in Full Time
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Found 14 jobs
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Compliance Generalist - £45k-£55k
A great opportunity to be in a client facing compliance role at a big 4 consultancy with amazing career progression in their capital markets compli...
New
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Head of Compliance Risk Monitoring Team, VP - EMEA
The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street.
New
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Senior Compliance Officer, Prime Brokerage
Senior Compliance Officer, Prime Brokerage
New
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Investment Compliance Advisory Consultant
An opportunity has arisen to join us in London as an Investment Compliance Advisory Consultant. The team provides professional and timely Complianc...
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Investment Compliance Advisory Manager
An opportunity has arisen to join us in London as an Investment Compliance Advisory Manager.
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Senior Compliance Officer, Global Markets
BNP Paribas offers you an exciting career opportunity in an international, challenging business environment characterized by high pace and diversit...
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Internal Audit, Investment Banking Team, Associate
Internal Audit, Investment Banking Team, Associate
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Director/Vice President, Recovery and Resolution Planning
Director/Vice President, Recovery and Resolution Planning
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Internal Audit, Resources, New York, Associate/VP
Internal Audit, Resources, New York, Associate/VP
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产品经理
任职要求 1、金融学、经济学、法学等相关专业硕士或以上学历 2、具有至少一年工作经验 3、较强的语言及文字表达沟通能力 4、善良勤勉的价值认同 4、符合以下一或多条件者优先 ——证券公司产品经理、机构业务经理工作经验 ——基金行业渠道销售、管理工作经验 ——券商、基金、公募基金产品设计经验 —...
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Compliance Division, Compliance Testing, Associate/Vice President, Singapore
Compliance Division, Compliance Testing, Associate/Vice President, Singapore
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Senior Compliance Officer, Prime Brokerage
My Client, a Global Investment Bank is looking for a Senior Compliance Offier for their Prime Brokerage Business. This role enables the candidate t...
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Compliance Officer
Compliance Officer would support the Compliance Director for the Workplace Investing (WI) Business by providing compliance support and advice to th...
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Senior Analyst, Specialty Finance
Seeking a results oriented leader focused on Specialty Finance to join our team in our Regina, Saskatoon, or Toronto location.
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