Compliance/Regulatory Finance - General jobs in Full Time

Found 12 jobs

• Financial Analyst

  

  • Washington D.C.
  • $130,364 to $218,671 annually
  • U.S. Securities and Exchange Commission

  Join the U.S. Securities & Exchange Commissions Division of Trading & Markets

  View details Financial Analyst

  • 1 day ago
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• Market Abuse Regulation (MAR) Investment Compliance Advisor

  • London, United Kingdom
  • Competitive
  • M&G plc.

  At M&G our vision is: to become the best loved and most successful savings and investment business and we're looking for people who are excite...

  View details Market Abuse Regulation (MAR) Investment Compliance Advisor

  • 1 day ago
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• Portfolio Compliance Associate

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Portfolio Compliance Associate

  • 2 days ago
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• Compliance Testing Group, Associate - London

  • London, United Kingdom
  • Competitive
  • Goldman Sachs

  MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...

  View details Compliance Testing Group, Associate - London

  • 3 days ago
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• Vice President, Counsel (Alternatives)

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Vice President, Counsel (Alternatives)

  • 6 days ago
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• Compliance Generalist

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Compliance Generalist

  • 8 days ago
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• Compliance, Global Markets, Emerging Markets and Rates, Analyst/Associate - London

  • London, United Kingdom
  • Competitive
  • Goldman Sachs

  MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...

  View details Compliance, Global Markets, Emerging Markets and Rates, Analyst/Associate - London

  • 13 days ago
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• Experienced Marketing Compliance Reviewer

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Experienced Marketing Compliance Reviewer

  • 14 days ago
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• Financial Analyst

  

  • Washington D.C.
  • $95,470 to $160,155 per year
  • U.S. Securities and Exchange Commission

  Join the SEC's Division of Trading & Markets

  View details Financial Analyst

  • 15 days ago
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• Portfolio Compliance Analyst

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Portfolio Compliance Analyst

  • 17 days ago
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• Senior Compliance Officer (Control Group)

  • Newport Beach, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Senior Compliance Officer (Control Group)

  • 1 day left
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• Legal Specialist, Regulatory

  • Austin, USA
  • Competitive
  • PIMCO

  About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  View details Legal Specialist, Regulatory

  • 1 day left
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