Compliance/Regulatory Finance - General Bachelors jobs
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Found 41 United Kingdom jobs
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Trade Surveillance Officer
Company Background Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing...
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Head of Compliance
Head of Compliance £ 120,000 - £130,000 + Bonus + Benefits + Eligibility for Share Options on scheme launch London (Hybrid and remote working model...
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Principal Compliance Consultant, Funds
Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve diffi...
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Portfolio Compliance Guidelines Analyst
The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with just over 500 employees and £5...
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Legal Counsel IS, Vice President
Purpose of Role State Street's legal team is looking for a legal counsel with strong commercial contracts experience to provide strategic lega...
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Senior Corporate Credit Risk Manager
Job Summary City of London Permanent JN -072023-1943950 Oct 05, 2023 Competitive Job Description Our client, a Global Bank, are looking for a Senio...
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Compliance Monitoring Analyst
Compliance Monitoring Analyst City of London Permanent Up to £65,000 per annum cer Financial are working alongside a financial institution company ...
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Compliance Associate (Transaction Compliance)
Key Responsibilities: • Establishing a thorough understanding of client investment policy statements andpolicies • Creating and maintaining appropr...
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Director - Compliance Officer
Responsibities: In performing the role as first line 'policy' defence, the BCO should: Liaise with Risk & Compliance, the Client Manageme...
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High Risk Review Support Manager -Vice President
Corporate Investment Bank High Risk Review Support Manager -Vice President Financial Services City of London Description Deputise for the Deputy He...
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Compliance Senior Advisor - Public Markets
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Compliance, Surveillance Analyst
Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate You will be joining a team based in Birmi...
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Investment Bank (IB) Controls Officer - Assurance
Job Description: Job Title Investment Bank (IB) Controls Officer - Assurance Location London Corporate Title Vice President The purpose of the Assu...
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Compliance Advisory - Investment Management and Wealth Advisory
Requiredskills and knowledge: • A well-developed understanding of the FCA regulations applicable to Investment Management and Advisory (Financial P...
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Associate Director - First Line Controls
Responsibilities (brief): Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and ...
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COMPLIANCE MONITORING MANAGER - EXPERIENCE OF AUDITING/MONITORING RETAIL INVESTMENTS REQUIRED
COMPLIANCE MONITORING MANAGER - EXPERIENCE OF AUDITING/MONITORING RETAIL INVESTMENTS REQUIRED Ref: 3994D2 £80K - £100K + Benefits & Bonus Hybrid (L...
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COMPLIANCE CONSULTANT - ASSET MANAGEMENT/BUY SIDE EXPERIENCE REQUIRED
Our client, a growing UK and US Compliance Consulting Firm, is looking for an experienced Compliance practitioner to join their growing consultant ...
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Compliance, Federation Compliance, Executive Director, London
GLOBAL COMPLIANCE At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational ri...
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Compliance Consultant
Job Description The Compliance Consultant will work on a wide range of consulting clients with a particular focus on providing advice around pruden...
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Research and Evaluation Officer
My client is a Regulator based in London Description Research and Evaluation Officer London Role: Conduct and commission in-depth research, monitor...
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