Compliance/Regulatory Finance - General Bachelors jobs
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Found 40 United Kingdom jobs
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Senior Compliance Consultant
Job Description Responsibilities (how we will measure success) The Senior Compliance Consultant will successfully support consultants on a portfoli...
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Paralegal
Responsibilities: Creation and sign off by Group Legal of securities services templates for: custody, depositary, fund administration and pension a...
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Compliance Manager
Responsibilites: To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, exe...
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Compliance Officer
The responsibilities associated with this role are expected to include but not limited to: Provide compliance advisory services to management, busi...
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Director of Regulatory Affairs
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps tow...
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Senior Compliance Advisory Manager - Alternative Investments (AIFMD)
Key Responsibilities: Act as a compliance subject matter expert for alternative investments, offering advice and support on a range of areas, inclu...
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Compliance Consultant
Job Description Office: London or Newcastle Department: Compliance Consulting - operational due diligence team Reports to: Principal Consultant wit...
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Financial Crime Officer - Advisory
Financial Crime Officer required for a leading international Corporate & Investment Bank based in London. You will be part of a Financial Crime Adv...
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Counterparty Risk Manager - AVP
Job Summary City of London Permanent JN -112023-1951535 Nov 22, 2023 Competitive Job Description Global investment bank seeks an AVP level Counterp...
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Compliance, Regional Regulatory Affairs Compliance, Analyst/Associate, London
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthe...
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Valuation Adjustments Methodologies Quant - VP
Job Summary City of London Permanent JN -112023-1951868 Nov 28, 2023 Competitive Job Description Global investment bank seeks a VP level Quant Ana....
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Senior Regulatory Compliance Executive
Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client. They are looking to add a...
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AVP - Reviewer, Compliance Assurance & Testing
You will be expected to contribute to the overall compliance assurance and testing framework by: Conducting risk-based thematic and desk reviews of...
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FICC Compliance Advisory - VP
Responsibilities: - Build an understanding of the business lines, including booking models, products, transaction types and nature of business. - M...
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Compliance Monitoring Analyst (Sapia)
Job Description The main purpose of the role is to support the managers and associates with monitoring the activities of Appointed Representatives ...
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Compliance Advisory Manager, Investment Management
UK wealth & asset management group seeks a senior compliance advisor focussing on its fund product, wealth advisory and financial planning business...
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Senior Legal Counsel, Anti-Financial Crime (London)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Compliance Executive
Job Summary City of London Permanent JN -112023-1951366 Nov 21, 2023 £45k - £50k Job Description **Fantastic New Permanent Opportunity for someone ...
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Compliance Analyst
Description Position Purpose The Compliance Analyst will be engaged in a broad variety of compliance matters, assisting in the day-to-day implement...
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Trade Surveillance Officer
Company Background Britannia Financial Group is a global financial group offering banking, securities and investment management services, providing...
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