Compliance/Regulatory Finance - General Bachelors jobs
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Found 11 New York jobs
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Operations, Accounting and Office Manager
Legion Partners is a small and mid-cap focused activist manager. We run a concentrated, long-only public equities strategy focused on North Americ...
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Counsel / Senior Counsel - Institutional & Administrative (4101) (Base in Beijing)
Counsel / Senior Counsel - Institutional and Administrative Department: Legal Department The Asian Infrastructure Investment Bank (AIIB) is a multi...
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Counsel / Senior Counsel - Private Sector Investment and Treasury Finance (4081) (Base in Beijing)
Counsel / Senior Counsel - Private Sector Investment and Treasury Finance Department: Legal Department The Asian Infrastructure Investment Bank (AI...
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Compliance Officer - Personal Account Dealing - Legal and Compliance (6 month Contract)
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up th...
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Vice President, 1940 Act Registered Fund Compliance
Description About this role Summary: We are seeking a highly motivated professional to serve as a member of BlackRock's 1940 Act Registered Fu...
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Compliance Analyst
Description The Compliance Analyst will support CME Group's Governance, Risk and Compliance (GRC) department, specifically Cash Markets Regula...
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Business Oversight Compliance - BI
As a Barclays Americas Financial Crime BOC Assistant Vice President, your responsibilities include providing oversight of the sufficiency and consi...
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Head of Compliance and Legal - Broker Dealer/Securities
Responsibilities: Maintain in-depth knowledge of the Firm's business and activities to ensure adequate legal and compliance oversight as the busine...
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Regulatory Compliance Associate - Investment Management
Responsibilities: Responsible for assisting the CCO in developing, implementing, and maintaining the day-to-day operations of the Firm's compliance...
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Director, Compliance Consulting - Funds Experience and 1940 Act/NFA/CFTC Knowledge Required
Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance profession...
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Senior Compliance Officer - U.S. Registered Funds Compliance
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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VP, Counsel
PIMCO is a global leader in active fixed income. With our launch in 1971 in Newport Beach, California, PIMCO introduced investors to a total return...
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