Compliance/Regulatory Finance - General jobs in Bachelors
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Found 20 jobs
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AML (Anti Money Laundering) Compliance Officer
BNP Paribas is a leading European bank with an international reach. It has a presence in 73 countries, with more than 192,000 employees – including...
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Senior Associate ( Investment Compliance )
The purpose of the job is to provide end-to-end support to investment company (Mutual Fund) clients & their Compliance.
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Vice President, Legal (Toronto, Canada)
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Senior Vice President, Regulatory Compliance
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Head of Compliance Risk Monitoring Team, VP - EMEA
State Street The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street. ...
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Investment Risk Analyst
Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...
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Investment Compliance Advisory Manager
Working with M&G Prudential as an Investment Compliance Advisory Manager means becoming part of a brand with a global reputation and an exciting vi...
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Senior Associate
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Senior Project Lead for Strategic Regulatory Initiatives 80%-100%
We Offer An interesting and challenging role for you to think strategically and engage with key business partners in order to engineer and implemen...
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Compliance Associate, Fixed Income / MM (Prestige Foreign IB)
Responsibilities : Provide consultation and advice to trading desks and Business Heads, in consultation with the Vice President as necessary To ens...
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Compliance Office, Asset Management (Prestige Foreign IB)
Responsibilities : Maintain up to date knowledge and understanding of the applicable regulatory environment Monitor procedures, systems and control...
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Project Manager for Regulatory Change Initiatives 80%-100%
We Offer A challenging and interesting project manager role in the investor protection regulatory space, requiring to think strategically and engag...
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Vice President, Counsel (Alternatives)
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Trade Surveillance Sr. Associate
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Mgr, Compliance - Sales & Marketing
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Analyst, Guideline & Rule Inquiry
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Compliance Product Director Finance
Primary Location: United States,New York,New York Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift:...
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Compliance Product Director Risk
Primary Location: United States,New York,New York Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift:...
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Chief Compliance Officer -Structured Products, Private Placements
The candidate will report to the Global Head of Compliance. The position will lead a dedicated compliance team of 3-4, which in collaboration with ...
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Core Regulatory Compliance Manager
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Compliance Analyst
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Compliance Officer II
The position will be a Compliance Officer in the Fund Chief Compliance Officer Group which supports the Dreyfus Fund Chief Compliance Officer in co...
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