Compliance/Regulatory Finance - General jobs in Bachelors

Browse
Search
Refine results
Email

Broaden your search

Refine your search

You need to sign in to set up job alerts

Manage your job alerts

Found 16 jobs

Compliance, Global Markets, Emerging Markets and Rates, Analyst/Associate - London
- London, United Kingdom
- Competitive
- Goldman Sachs
MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...
View details Compliance, Global Markets, Emerging Markets and Rates, Analyst/Associate - London
- 3 days ago
- You need to sign in to save
Senior Regulatory Compliance Officer
- London, United Kingdom
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Senior Regulatory Compliance Officer
- 6 days ago
- You need to sign in to save
Senior Compliance Manager - International Asset Manager based in Hong Kong
- Hong Kong, Hong Kong
- Competitive
- LMA Recruitment, EA Licence No: 11C4684
Responsibilities of the role: 1. Responsible for handling the investment and trade compliance for the APAC trade desk which includes pre-trade real...
View details Senior Compliance Manager - International Asset Manager based in Hong Kong
- 7 days ago
- You need to sign in to save
Manager Research Analyst, Model Portfolios
- Chicago
- To be Announced
- Morningstar, Inc
The position requires a real passion for investing along with strong analytical, presentational, and writing skills.
View details Manager Research Analyst, Model Portfolios
- 9 days ago
- You need to sign in to save
Associate Director, Multi-Asset and Alternative Strategies
- Chicago, Illinois
- To be Announced
- Morningstar, Inc
Morningstar’s Research group provides independent analysis on individual securities, funds, markets, and portfolios.
View details Associate Director, Multi-Asset and Alternative Strategies
- 9 days ago
- You need to sign in to save
Business Data Analyst, VP
- Pune, India
- Competitive
- Credit Suisse
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a globa...
View details Business Data Analyst, VP
- 9 days ago
- You need to sign in to save
Compliance Monitoring - Asset Management
- London, United Kingdom
- to £65k base + bonus / benefits
- Paritas Recruitment - Compliance
The role will work with both the Compliance Monitoring and wider Compliance team to provide an effective Compliance Monitoring function for the glo...
View details Compliance Monitoring - Asset Management
- 16 days ago
- You need to sign in to save
Executive Vice President, Governance Advisory Group
- Toronto (City), Ontario (CA)
- negotiable
- Kingsdale Advisors
About Kingsdale Advisors: With offices in Toronto and New York, Kingsdale Advisors is the leading shareholder services and advisory firm, having ac...
View details Executive Vice President, Governance Advisory Group
- 18 days ago
- You need to sign in to save
Global Markets Compliance, Vice President / Executive Director, London
- London, United Kingdom
- Competitive
- Goldman Sachs
MORE ABOUT THIS JOB This is a VP level role within the Global Markets Compliance Team, based on the trading floor in London. Role entails providing...
View details Global Markets Compliance, Vice President / Executive Director, London
- 19 days ago
- You need to sign in to save
Senior Compliance Officer (Control Group)
- Newport Beach, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Senior Compliance Officer (Control Group)
- 19 days ago
- You need to sign in to save
Legal Specialist, Regulatory
- Austin, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Legal Specialist, Regulatory
- 19 days ago
- You need to sign in to save
Compliance Testing Group, Associate - London
- London, United Kingdom
- Competitive
- Goldman Sachs
MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...
View details Compliance Testing Group, Associate - London
- 21 days ago
- You need to sign in to save
Regulatory Compliance Manager / Location: Luxembourg / Salary: Up to 120K€
- Luxembourg, Luxembourg
- up to 120k
- Skillfinder International
With a worldwide presence , this international credit institution and asset servicer is currently looking for a solution-driven and autonomous Comp...
View details Regulatory Compliance Manager / Location: Luxembourg / Salary: Up to 120K€
- 7 days left
- You need to sign in to save
Senior Vice President, Investment Product Compliance(WM)
- Hong Kong, Hong Kong
- Competitive
- Morgan McKinley
Attractive senior investment compliance opening in a leading bank in HK, team leader of 3 staff, this position will be work closely with the front ...
View details Senior Vice President, Investment Product Compliance(WM)
- 6 days left
- You need to sign in to save
Vice President, Counsel (Alternatives)
- Newport Beach, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Vice President, Counsel (Alternatives)
- 5 days left
- You need to sign in to save
Compliance Generalist
- Newport Beach, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Compliance Generalist
- 4 days left
- You need to sign in to save

You need to sign in to set up job alerts

Manage your job alerts