Compliance/Regulatory Finance - General jobs in Bachelors

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Found 20 jobs

  • AML (Anti Money Laundering) Compliance Officer

    • Lisbon (PT)
    • To be negotiate
    • BNP Paribas

    BNP Paribas is a leading European bank with an international reach. It has a presence in 73 countries, with more than 192,000 employees – including...

    Top job

  • Senior Associate ( Investment Compliance )

    • Bangalore City, Bangalore (IN)
    • 6.5 Lacs
    • State Street corporate Services

    The purpose of the job is to provide end-to-end support to investment company (Mutual Fund) clients & their Compliance.

    Top job

  • Vice President, Legal (Toronto, Canada)

    • Toronto, Canada
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Senior Vice President, Regulatory Compliance

    • London, United Kingdom
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Head of Compliance Risk Monitoring Team, VP - EMEA

    • London, United Kingdom
    • competitive
    • State Street UK

    State Street The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street. ...

    New

  • Investment Risk Analyst

    • London, United Kingdom
    • £40,000 - £60,000
    • Barclay Simpson, EA Licence No: 11S4540

    Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...

    New

  • Investment Compliance Advisory Manager

    • London, United Kingdom
    • Competitive
    • M&G Prudential

    Working with M&G Prudential as an Investment Compliance Advisory Manager means becoming part of a brand with a global reputation and an exciting vi...

    New

  • Senior Associate

    • London, United Kingdom
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Senior Project Lead for Strategic Regulatory Initiatives 80%-100%

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse -

    We Offer An interesting and challenging role for you to think strategically and engage with key business partners in order to engineer and implemen...

    New

  • Compliance Associate, Fixed Income / MM (Prestige Foreign IB)

    • Hong Kong, Hong Kong
    • Competitive
    • JAC International.

    Responsibilities : Provide consultation and advice to trading desks and Business Heads, in consultation with the Vice President as necessary To ens...

    New

  • Compliance Office, Asset Management (Prestige Foreign IB)

    • Hong Kong, Hong Kong
    • Competitive
    • JAC International.

    Responsibilities : Maintain up to date knowledge and understanding of the applicable regulatory environment Monitor procedures, systems and control...

    New

  • Project Manager for Regulatory Change Initiatives 80%-100%

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse -

    We Offer A challenging and interesting project manager role in the investor protection regulatory space, requiring to think strategically and engag...

    New

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Trade Surveillance Sr. Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Mgr, Compliance - Sales & Marketing

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Analyst, Guideline & Rule Inquiry

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

  • Compliance Product Director Finance

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift:...

  • Compliance Product Director Risk

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift:...

  • Chief Compliance Officer -Structured Products, Private Placements

    • Newark, USA
    • 200-300k Base; 30% Bonus
    • The Compliance Search Group, LLC

    The candidate will report to the Global Head of Compliance. The position will lead a dedicated compliance team of 3-4, which in collaboration with ...

  • Core Regulatory Compliance Manager

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

  • Compliance Officer II

    • New York, USA
    • Competitive
    • BNY Mellon Investment Management

    The position will be a Compliance Officer in the Fund Chief Compliance Officer Group which supports the Dreyfus Fund Chief Compliance Officer in co...

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