Compliance/Regulatory jobs in Finance - General

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Found 10 jobs

  • Senior Associate ( Investment Compliance )

    • Bangalore City, Bangalore (IN)
    • 6.5 Lacs
    • State Street corporate Services

    The purpose of the job is to provide end-to-end support to investment company (Mutual Fund) clients & their Compliance.

    Top job

  • AML (Anti Money Laundering) Compliance Officer

    • Lisbon (PT)
    • To be negotiate
    • BNP Paribas

    BNP Paribas is a leading European bank with an international reach. It has a presence in 73 countries, with more than 192,000 employees – including...

    Top job

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Trade Surveillance Sr. Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Mgr, Compliance - Sales & Marketing

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

    New

  • Analyst, Guideline & Rule Inquiry

    • Newport Beach, USA
    • Competitive
    • PIMCO Europe Ltd

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...

    New

  • Compliance Product Director Finance

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift:...

    New

  • Compliance Product Director Risk

    • New York, USA
    • Competitive
    • Citi-US

    Primary Location: United States,New York,New York Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift:...

    New

  • Chief Compliance Officer -Structured Products, Private Placements

    • Newark, USA
    • 200-300k Base; 30% Bonus
    • The Compliance Search Group, LLC

    The candidate will report to the Global Head of Compliance. The position will lead a dedicated compliance team of 3-4, which in collaboration with ...

    New

  • Core Regulatory Compliance Manager

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

    New

  • Compliance Analyst

    • Boston, USA
    • Competitive
    • Wellington Management Company, LLP

    WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...

    New

  • Compliance Officer II

    • New York, USA
    • Competitive
    • BNY Mellon Investment Management

    The position will be a Compliance Officer in the Fund Chief Compliance Officer Group which supports the Dreyfus Fund Chief Compliance Officer in co...

    New

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