Compliance/Regulatory jobs

Found 5 Corporate jobs

• Chief Compliance Officer

  • Minneapolis, Minnesota
  • Base plus bonus and company profit sharing bonus. Full benefits included.
  • Summit Creek Advisors

  Summit Creek Advisor, LLC (SCA) is currently seeking a dedicated Chief Compliance Officer (CCO) to oversee all compliance functions of the firm.

  View details Chief Compliance Officer

  • 8 days ago
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• Deputy Manager - Investment Risk Management

  

  • Jalan Raja Chulan, Kuala Lumpur (MY)
  • Attractive remuneration & benefits, e.g. bonus, medical, dental, loans, retirement benefits, etc.
  • Public Mutual Berhad

  To oversee the on-going management of investment risk by the Fund Managers of the Investment Division.

  View details Deputy Manager - Investment Risk Management

  • 9 days ago
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• Senior Executive - Operational Risk Management

  

  • Jalan Raja Chulan, Kuala Lumpur (MY)
  • Attractive remuneration & benefits, e.g. bonus, medical, dental, loans, retirement benefits, etc.
  • Public Mutual Berhad

  To assist in the development, enhancement and implementation of operational risk management policies/ guidelines.

  View details Senior Executive - Operational Risk Management

  • 9 days ago
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• DIGITAL WEALTH FUND MANAGER | AI ROBO ADVISORY | AML, FUND ADMIN, SERVICE & OPERATIONS

  

  • Singapore
  • Associate to Senior Manager level
  • Pan & Company Pte Ltd

  Our Client is a Series funded licenced Digital Wealth Fund Manager. As a disruptor to traditional funds, the Manager invests heavily in its technol...

  View details DIGITAL WEALTH FUND MANAGER | AI ROBO ADVISORY | AML, FUND ADMIN, SERVICE & OPERATIONS

  • 40 days ago
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• Manager, Securities Lending & Collateral Management (12 month contract)

  

  • Toronto (Region), Ontario (CA)
  • salary + benefits
  • Healthcare of Ontario Pension Plan

  Job Summary The Manager, Securities Lending & Collateral Management manages the operations of these activities within the investment operations dep...

  View details Manager, Securities Lending & Collateral Management (12 month contract)

  • 43 days ago
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