Compliance/Regulatory jobs in Bachelors
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Found 12 jobs
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Head, Advocacy, EMEA
Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.
Top job
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Head, Advocacy, EMEA
Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.
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Leveraged Finance - Director Legal Role
Fitch is seeking a Director for a legal research role within the Leveraged Finance team of the U.S. Corporates Group. The ideal candidate will have...
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Leveraged Finance - Director Legal Role
Fitch is seeking a Director for a legal research role within the Leveraged Finance team of the U.S. Corporates Group. The ideal candidate will have...
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Compliance - Senior Compliance Testing Officer \u2013 Vice President
Compliance - Senior Compliance Testing Officer \u2013 Vice President
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Compliance - Compliance Testing Group - Compliance Testing(Japanese), Senior...
Compliance - Compliance Testing Group - Compliance Testing(Japanese), Senior Analyst/Associate/Vice President - Singapore
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VP Strategic Transcations (Legal)
Our client, a globally recognized investment bank is seeking a 3-5 year Associate coming from a top ten law firm to join its rapidly expanding Stra...
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Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk...
Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk & Compliance
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Internal Audit - Securities - Business - Associate - Bengaluru
Internal Audit - Securities - Business - Associate - Bengaluru
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Compliance - Compliance Testing Group -Associate- Bengaluru
Compliance - Compliance Testing Group -Associate- Bengaluru
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产品经理
任职要求 1、金融学、经济学、法学等相关专业硕士或以上学历 2、具有至少一年工作经验 3、较强的语言及文字表达沟通能力 4、善良勤勉的价值认同 4、符合以下一或多条件者优先 ——证券公司产品经理、机构业务经理工作经验 ——基金行业渠道销售、管理工作经验 ——券商、基金、公募基金产品设计经验 —...
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Vice President - Finance Investments - Rockville MD, DC, New York, NY, Boston, Philadelphia
FINRA is seeking a well qualified CFA preferred individual to lead, develop and implement FINRA's investment strategy.
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Chief Compliance Officer/Consultant
One of the largest fully independent and employee-owned investment consulting firms in the U.S., RVK, Inc. (“RVK”) provides world-class investment ...
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