Bachelors jobs in Compliance/Regulatory

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Found 18 jobs

  • Global Markets Compliance Officer

    • Hong Kong, Hong Kong
    • Competitive
    • Credit Suisse Asia

    Global Markets Compliance Officer

  • Investment Compliance Manager, AVP

    • Hong Kong, Hong Kong
    • Competitive
    • State Street

    We are looking for an exceptional individual to become our product manager for investment compliance (mandate monitoring) working in our regional I...

    New

  • Compliance Controls Testing - AVP

    • Hong Kong, Hong Kong
    • Competitive
    • Deutsche Bank APAC

    Compliance Controls Testing - AVP

    New

  • Regulatory Manager

    • London, United Kingdom
    • £Competitive
    • Eames Consulting UK

    Big4 Professional Services Firm Regulatory Professional Banking sector

    New

  • Investment Compliance Consultant - Hedge Funds, Private Equity, Venture Finance - £50-£70k

    • London, United Kingdom
    • £50,000 - £70,000
    • JCW Search

    Our client, a growing consulting firm is looking for two consultants to join their practice in central London. The firm is a niche practice focused...

    New

  • Strategic Auditor H/F

    • Puteaux, France
    • selon profil et expérience
    • Axa Investment Managers - Emplois

    Nous sommes un investisseur global multi-actifs, qui privilégie le long terme et la gestion active, pour permettre au plus grand nombre d'atteindre...

  • Vice President - Equities Compliance Officer - Hong Kong

    • Hong Kong, Hong Kong
    • Negotiable
    • Nomura Asia

    Responsible for providing advisory guidance on internal policies/procedures and regulatory requirements for Hong Kong / Asia ex-Japan Equities busi...

  • Manager-Valuations (Litigation) - Deals - Advisory - Hong Kong

    • Hong Kong, Hong Kong
    • Competitive
    • PricewaterhouseCoopers Ltd

    - Perform business valuations or loss profit calculations in support of dispute / litigation cases (e.g., shareholder's dispute, breach of contract...

  • Stress Testing Manager, Private Banking

    • London, United Kingdom
    • Competitive
    • Société Générale - UK

    Stress Testing Manager, Private Banking

  • Legal, Business Intelligence Group (BIG), Associate/VP

    • New York, USA
    • Competitive
    • Goldman Sachs USA

    Legal, Business Intelligence Group (BIG), Associate/VP

  • Director, Client Tax Operation

    • Singapore, Singapore
    • Negotiable
    • Standard Chartered Bank Singapore

    Please view Job Description for details.

  • Compliance Manager

    • Madison, USA
    • Competitive
    • State of Wisconsin Investment Board

    SWIB is seeking a Compliance Manager to lead its Compliance Division. The Compliance Manager is responsible for leading, developing, and implementi...

  • Portfolio Manager/Investment Advisor

    • Pittsburgh, Pennsylvania
    • Salary dependent on experience and performance
    • Elder Law Management

    A strong economic background with a Bachelor's degree and financial or consulting experience of three to four years required. MBA, Master of Financ...

  • Service Rep II

    • Franklin, Wisconsin
    • Full time + Benefits
    • Northwestern Mutual

    Job Title: Service Rep II   At Northwestern Mutual, we believe relationships are built on trust. That our lives and our work matter. These beliefs ...

  • Financial Analyst III

    • Austin, Texas
    • $59,004-$96,720
    • Texas Education Agency Permanent School Fund

    This posting will close Tuesday, August 8, 2017 at 5:00 PM Central Time This position reports to the Director of Operational Due Diligence of the T...

  • Financial Analyst II

    • Austin, Texas
    • $51,613.92 - $84,478.92 Monthly
    • Texas Education Agency Permanent School Fund

    This posting will close Friday, August 4, 2017 at 5:00 PM Central Time This position reports to the Director of Operational Due Diligence of the Te...

  • Investment Analyst

    • US - IN - Carmel
    • Negotiable. Relocation and interview expenses covered.
    • 40|86 Advisors

    We are 40|86 Advisors, the $26B registered investment subsidiary of CNO Financial Group located in Carmel, Indiana. We currently have an opening fo...

  • Retirement Investment Officer I/II/III

    • Modesto, California
    • $57,659.60 to $122,844.80 Annually
    • Stanislaus County Employees' Retirement Association

    California public pension fund seeks Investment Officer for performance monitoring, general investment governance, analyses and presentation

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