Compliance/Regulatory jobs in Asset Management
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Found 4 Corporate jobs for open / negotiable
Responsible for assisting compliance staff & Chief Compliance Officer in ensuring the firm is in compliance with applicable regulatory requirements.
Develop and enhance risk mitigation framework for leading boutique asset management firm including risk management tools, techniques and controls.
To perform application and general systems control audits, control process reviews and system development reviews for information systems.
To assist in the development, enhancement and implementation of operational risk management policies/ guidelines.