Compliance/Regulatory jobs in Asset Management

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Found 2 Corporate, North America jobs

  • Trader & Operations

    • Calabasas, California
    • Salary + Medical, Bonus, 401k matching
    • Planned Asset Management, LLC

    Boutique financial planning firm seeking an Operations Manager, skills to include account & trading services, client relationships, and research.

  • Senior Compliance Professional

    • Houston, Texas
    • Competitive salary, bonus potential, employee benefits including 401k match
    • Garcia Hamilton & Associates

    The Compliance Professional reports to the CCO and is integral to the firm’s compliance program. This individual will work in office in Houston, Texas