Compliance/Regulatory jobs in Asset Management

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Found 3 jobs

  • Bank Governance, Risk and Control, Senior Manager, Risk Consulting, Global Consultancy Firm

    • Canary Wharf, London
    • salary c. £70-100K plus benefits.
    • The Return Hub

    SME for Banking and FI related Governance Risk and Control topics, advise clients, keep abreast of new regulations and lead delivery of engagements.

    Top job

  • Regulatory Senior Manager, Risk Consulting, Global Consultancy Firm

    • London (Central), London (Greater) (GB)
    • salary c. £70-100K plus benefits.
    • The Return Hub

    Leading engagements, advising clients on impact of changing regulatory landscape: conduct risk, remediation activity, SMCR, Governance Risk & Control

    Top job

  • Senior Associate ( Investment Compliance )

    • Bangalore City, Bangalore (IN)
    • 6.5 Lacs
    • State Street corporate Services

    The purpose of the job is to provide end-to-end support to investment company (Mutual Fund) clients & their Compliance.

    Top job

  • Senior Associate ( Investment Compliance )

    • Bangalore City, Bangalore (IN)
    • 6.5 Lacs
    • State Street corporate Services

    The purpose of the job is to provide end-to-end support to investment company (Mutual Fund) clients & their Compliance.

  • Advisor, Actuarial Risk

    • Calgary (City), Alberta
    • Under the AER’s Classification Framework this position is an SP4, Job level 6
    • Alberta Energy Regulator

    Work under supervision of senior members of Closure & Liability, provide actuarial research and development of Financial Liability Management plans.

  • Fund Accountant

    • New York City, New York
    • Compensated at level of experience; full benefits & discretionary bonus
    • ATW Partners LLC

    Private equity manager seeking a Fund Accountant to lead the firm’s finance function, be involved in operations, IR & compliance; CFO growth position.

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