Compliance/Regulatory jobs in Asset Management

Found 2 jobs

• Head, Advocacy, EMEA

  

  • London (Greater) (GB)
  • Competitive base salary (110-130K GBP) plus incentive
  • CFA Institute

  Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.

  View details

  • 7 days left
  • Save

    You need to sign in to save

  Top job

• Operations Director

  • Bangalore (Division), Karnataka (IN)
  • Competitive
  • ACM Ltd

  Operations Director required at boutique investment firm

  View details

  • 4 days ago
  • Save

    You need to sign in to save

• Vice President - Finance Investments - Rockville MD, DC, New York, NY, Boston, Philadelphia

  • Rockville, Maryland
  • N/A
  • Financial Industry Regulatory Authority (FINRA)

  FINRA is seeking a well qualified CFA preferred individual to lead, develop and implement FINRA's investment strategy.

  View details

  • 15 days ago
  • Save

    You need to sign in to save