Compliance/Regulatory jobs
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Found 177 jobs
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Regulatory Compliance Team Leader - Officer
Main purpose of role: As the Regulatory Compliance Team Leader, you will be responsible for a small team monitoring and analyzing European and Luxe...
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Compliance, Surveillance Analyst
Job Description: Job Title Compliance, Surveillance Analyst Location Birmingham Corporate Title Associate You will be joining a team based in Birmi...
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Investor Services AML, Officer
Who we are looking for The role holder will be responsible for the oversight and management of the Transfer Agency AML team (A1's, A2's &...
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Investment Compliance - Client Service Team, Assistant Vice President
Who we are looking for: You will manage a number of complex clients with varied fund types (e.g. UCITS, AIFs, Pension funds) and assist them with o...
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Anti-Fraud, Bribery & Corruption (AFBC) Political Contributions (PC) Advisory - Associate
Job Description: Job Title Anti-Fraud, Bribery & Corruption (AFBC) Political Contributions (PC) Advisory Corporate Title Associate Location Jackson...
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Business Line Anti-Financial Crime (BLAFC) Advisory - Vice President
Job Description: Job Title Business Line Anti-Financial Crime (BLAFC) Advisory Corporate Title Vice President Location New York Overview Deutsche B...
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Legal Counsel - Hybrid
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continu...
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Client Due Diligence Specialist/Manager, Onboarding (Manager/AVP)
At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and...
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Senior Compliance Analyst, Investment Monitoring
Long-established private client investment management firm seeks to hire a senior analyst for its close-knit compliance team. Reporting into the Co...
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Senior Investment Coding Analyst
Leading global asset manager continuing along its path of consistent growth in London, its hub for EMEA, seeks a Senior Analyst within its Investme...
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Sanctions Transaction Review Desk, Americas - Assistant Vice President
Job Description: Job Title Sanctions Transaction Review Desk, Americas Corporate Title Assistant Vice President Location Jacksonville, FL Overview ...
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Compliance Surveillance Officer - Assistant Vice President
Job Description: Job Title Compliance Surveillance Officer Corporate Title Assistant Vice President Location Jacksonville, FL Overview Compliance i...
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Corporate Counsel - Elite Law Firm
We are partnering with a top tier law firm who is seeking a mid-level Associate to join their Corporate practice group. This 100+ person firm has a...
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Prime Services Negotiator Analyst
Prime Services Negotiator Analyst Whippany, NJ As a Barclays Prime Services Negotiator Analyst, you will get an exciting opportunity to draft, nego...
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Prime Services Negotiator AVP
Prime Services Negotiator AVP Whippany, NJ As a Barclays Prime Services Negotiator Assistant Vice President, you will be accountable for producing,...
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Specialist, Compliance (Drilling)
Job Purpose Lead and manage overall drilling discipline compliance assurance function, develop compliance programs & strategy, Identify the scope a...
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Compliance, Federation Compliance, Associate, Singapore
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory, and reputational risk across the firm and help to strengthen...
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Controls Testing & Assurance, Anti Financial Crime Testing Tester (Origination & Advisory / Research
Job Description: Job Title Controls Testing & Assurance, Anti Financial Crime Testing Tester (Origination & Advisory / Research) Location London Co...
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Global Regulatory Affairs CMC Manager (Remote in Switzerland)
On behalf of our client, an international Biotechnology company based in Switzerland, Swisslinx is looking for a Global Regulatory Affairs CMC Mana...
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DWS - AFC & Compliance Analyst (m/f/d) - DWS Alternatives Coverage Germany
Job Description: Über die DWS Heutzutage sind die Märkte einer ganzen Reihe von Risiken ausgesetzt - aber auch einer ganzen Reihe von Chancen. Die ...
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