Compliance/Regulatory jobs
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Found 21 jobs
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产品经理
任职要求 1、金融学、经济学、法学等相关专业硕士或以上学历 2、具有至少一年工作经验 3、较强的语言及文字表达沟通能力 4、善良勤勉的价值认同 4、符合以下一或多条件者优先 ——证券公司产品经理、机构业务经理工作经验 ——基金行业渠道销售、管理工作经验 ——券商、基金、公募基金产品设计经验 —...
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Director/Vice President, Recovery and Resolution Planning
Director/Vice President, Recovery and Resolution Planning
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Vice President, Fixed Income Compliance
Vice President, Fixed Income Compliance
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Junior Compliance professional in DIFC, Dubai
Junior Compliance professional in DIFC, Dubai
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Internal Audit, Corporate Controllers & Tax, Vice President
Internal Audit, Corporate Controllers & Tax, Vice President
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Internal Audit, Corporate Controllers & Tax, Associate
Internal Audit, Corporate Controllers & Tax, Associate
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Internal Audit, Corporate AML Technology, Analyst/Associate, New York
Internal Audit, Corporate AML Technology, Analyst/Associate, New York
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Internal Audit - Securities - Vice President - New York
Internal Audit - Securities - Vice President - New York
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Internal Audit, Consumer and Commercial Banking, Associate, New York
Internal Audit, Consumer and Commercial Banking, Associate, New York
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Internal Audit, Corporate Compliance Legal & Services, New York- Vice President
Internal Audit, Corporate Compliance Legal & Services, New York- Vice President
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Internal Audit - Securities Technology - Associate
Internal Audit - Securities Technology - Associate
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Internal Audit, Corporate Compliance Legal & Services, New York- Associate
Internal Audit, Corporate Compliance Legal & Services, New York- Associate
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Internal Audit - Securities - Associate - New York
Internal Audit - Securities - Associate - New York
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Internal Audit, Resources, New York, Associate/VP
Internal Audit, Resources, New York, Associate/VP
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Internal Audit, IMD & Banking Tech, Associate - New York
Internal Audit, IMD & Banking Tech, Associate - New York
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Head of Compliance Risk Monitoring Team, VP - EMEA
The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street.
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Chief Compliance Officer
We're looking for a Chief Compliance Officer at our Downtown Vancouver head office who wants to make a difference in their career and our communities.
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Investment Analyst
Company Description Counterpoint Mutual Funds, LLC is a San Diego based mutual fund advisor and manages more than $450 million in total assets acro...
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Chief Compliance Officer
Ellsworth Advisors is an independent, fee-based advisor that provides services to ultra-high net worth families and businesses.
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Senior Risk Advisor
We have an exciting permanent opportunity for a Senior Risk Advisor.
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