Compliance/Regulatory jobs
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Found 143 jobs
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Associate, Marketing Compliance
RBC Global Asset Management is seeking a Marketing Compliance Associate who is service-oriented and has an awareness of security regulations.
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Assistant Manager - Investment Risk Management
To oversee the on-going management of investment risk by the Fund Managers of the Investment Division.
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Senior Compliance Associate
This is a permanent in-house Senior Compliance Associate role fora Private Equity firm's Dublin office, reporting to the Head of Compliance, Irelan...
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Legal Associate (Dublin)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Compliance Officer, VP (Dublin)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Legal Counsel, Anti-Financial Crime (London)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Compliance Officer
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Regulatory Compliance Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Analyste pilotage des risques - Externalisation (H/F)
Qui sommes-nous ? Le Crédit Mutuel : un employeur différent Comment ? Par son organisation décentralisée qui fait de lui la seule banque coopérativ...
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Senior Analyst, Business Intelligence Unit (f/m/x)
Job Description: Details of the role and how it fits into the team You will be joining the 'Business Intelligence Unit (BIU),' a speciali...
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Senior Counsel, Global Investigations
Job Description Summary Job Description Role Summary/Purpose The Senior Counsel, Global Investigations will be part of a team leading government, r...
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Senior Corporate and SEC Paralegal
Job Title: Senior Corporate Paralegal Location: New York City/New York Metropolitan (On-site, but Hybrid can be a possible option) Firm Overview: C...
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VP, Counsel
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Senior Vice President, Compliance Officer
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Associate, Regulatory - Legal US
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Deputy, Chief Compliance Officer
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a...
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Legal Counsel, Vice President, State Street Australia Limited
Role Summary This role reports to the Head of Legal, APAC, with day to day activities supervised by the Head of Legal, State Street Australia Limit...
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Head of Compliance & Risk
JOB DESCRIPTIONS Responsible for all internal and external compliance processes for the REIT, the Manager and all other related companies of the Ma...
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Financial Crime Compliance Investigation - Global Investment Bank
Responsibilities: Investigate AML/CTF transaction and client profile cases Responsible for money laundering, financing of terrorism and related iss...
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