Compliance/Regulatory jobs
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Found 17 jobs
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Head of EMEA Investment Oversight
The role sits in the investment management organization within the first line of defence. The Investment Oversight team partners with the investmen...
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Compliance Officer
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currentl...
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Advisory, Financial Services Risk Management - Insurance Sector Focus, Manager / Senior Associate
Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk man...
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Data Analyst for Compliance Analytics
We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...
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Investment Compliance Analyst
The Role You will manage a number of complex clients with varied fund types (e.g. UCITS AIFs Pension funds) and assist them with onboarding new fun...
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General Counsel
Dynamic solutions provider seeks a General Counsel to oversee all legal aspects of the firm, including negotiation of purchase and sales agreements.
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Fixed Income Product Development Manager
Our client is probably the largest PRC investment bank in Hong Kong. They are active on brokerage, asset management and corporate finance. They are...
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VP, Counsel
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Vice President, Counsel (Alternatives)
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Chief Compliance Officer, PIMCO Investments
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Regulatory Analyst/Associate
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Junior Regulatory consultant
You will be working on various different regulatory projects with top tier asset managers, wealth managers, retail banks and investment banks. This...
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Head of Budgeting & Reporting
The Manager Budgeting and Reporting will have the responsibility for organizing, monitoring and overseeing all budgeting and reporting processes.
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Risk Analyst
Risk Analyst, Senior I Risk Analyst, Senior I As part of the Central Bank of the United States, the Boston Fed works to promote sound growth and fi...
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Treasury Manager
Company Profile Home Capital Group Inc., together with its operating subsidiary Home Trust Company, has developed a track record of success as Cana...
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Treasury/CIO - Product Control (P&L and Risk) - Analyst
ABOUT Treasury/Chief Investment Office. T/CIO Global Operations is part of the Treasury/Chief Investment Office (T/CIO) which is responsible for fi...
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Sr. Fund Accountant
THE ROLE: Review fund administrator financial records. Research and resolve variances timely. Validate compliance for securitization, fair value ...
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