Compliance/Regulatory jobs
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Found 38 jobs
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Analyst
Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets Intensive due diligence across ...
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Deputy Manager/Manager - Risk & Compliance
This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.
Top job
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Head of Finance - acts as a key interface with all the portfolio companies, fund investors & Board
Head of Finance - leads finance & compliance & acts as a key interface with portfolio companies, fund investors & Board of the investment manager.
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Analyst
Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets Intensive due diligence across ...
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Deputy Manager/Manager - Risk & Compliance
This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.
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Head of Compliance Risk Monitoring Team, VP - EMEA
State Street The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street. ...
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Compliance Analyst
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
New
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Securities Compliance Examiner
The Office of Compliance Inspections and Examinations ("OCIE"). OCIE administers the SEC's nationwide examination and inspection program for regist...
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Chief Compliance Officer, PIMCO Investments
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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SVP, Regulatory Compliance Officer
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Investment Risk Analyst
Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...
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Vice President, Counsel (Alternatives)
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Analyst, Guideline & Rule Inquiry
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Investment Risk, VP - Investment Management
job description about the company Our client is an international Asset Management firm with a strong regional presence in HK, Greater China and Nor...
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Chief Financial Officer (CFO)
TrueHome is a fast-growing Mexican tech enabled real estate broker, focused on improving the buyers and sellers experience when buying or selling a...
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Portfolio Manager
If you're a razor-sharp, collaborative, creative thinker with a renegade spirit, zero commitment issues and a passion for the market, APPLY!
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Project Manager / Program Manager for Compliance COO
We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...
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SSGA APAC Investment Oversight (Investment Compliance), Officer
As an Officer, this individual will join a team of global professionals that provides investment oversight support for the investment management an...
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Compliance Analyst
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Compliance Assurance Sr Director Global Technology, Operations and Global Functions Head
Primary Location: United Kingdom,England,London Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: D...
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