Compliance/Regulatory jobs
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Found 25 jobs
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Deputy Manager/Manager - Risk & Compliance
This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.
Top job
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Analyst
Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets Intensive due diligence across ...
Top job
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Head of Finance - acts as a key interface with all the portfolio companies, fund investors & Board
Head of Finance - leads finance & compliance & acts as a key interface with portfolio companies, fund investors & Board of the investment manager.
New
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Analyst
Getting involved with investment policy statements, asset allocation, execution and monitoring of client assets Intensive due diligence across ...
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Deputy Manager/Manager - Risk & Compliance
This job requires personal to ensure compliance with the applicable regulatory requirements for the risk management activities.
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SVP, Regulatory Compliance Officer
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
New
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Investment Risk Analyst
Our client is an international Asset Management firm who are looking to recruit an investment risk professional in London. The role will offer a ve...
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Head of Compliance Risk Monitoring Team, VP - EMEA
State Street The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street. ...
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Investment Compliance Advisory Manager
Working with M&G Prudential as an Investment Compliance Advisory Manager means becoming part of a brand with a global reputation and an exciting vi...
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Vice President, Counsel (Alternatives)
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Trade Surveillance Sr. Associate
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Compliance Analyst
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Core Regulatory Compliance Manager
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Mgr, Compliance - Sales & Marketing
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Compliance Officer II
The position will be a Compliance Officer in the Fund Chief Compliance Officer Group which supports the Dreyfus Fund Chief Compliance Officer in co...
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Analyst, Guideline & Rule Inquiry
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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Compliance Assurance Sr Director Global Technology, Operations and Global Functions Head
Primary Location: United Kingdom,England,London Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: D...
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Compliance - Securities Division Compliance - Currencies and Commodities - Vice President - London
MORE ABOUT THIS JOB JOB SUMMARY This is a VP level role within the London Securities Division Compliance Team providing compliance coverage across ...
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Head of Risk - Private Banking
job description about the company Our client is an expanding international Private Bank with a strong presence in the region. about the job You wil...
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Compliance Analyst
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global cap...
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Regulatory Reporting
Your Role Assist in the preparation and submission of all regulatory reports filed on behalf of the firm. Coordinate collecting and synthesizing da...
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Portfolio Compliance Associate
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset class...
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