Compliance/Regulatory jobs

You need to sign in to set up job alerts

Found 12 jobs

  • Head, Advocacy, EMEA

    • London (Greater) (GB)
    • Competitive base salary (110-130K GBP) plus incentive
    • CFA Institute

    Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.

    Top job

  • Assistant Manager - Risk Management

    • Jalan Raja Chulan, Kuala Lumpur (MY)
    • Basic salary + allowances, bonus & other attractive remuneration
    • Public Mutual Berhad

    Providing support in all aspects of the enterprise-wide risk management program.

    Top job

  • Assistant Manager - Risk Management

    • Jalan Raja Chulan, Kuala Lumpur (MY)
    • Basic salary + allowances, bonus & other attractive remuneration
    • Public Mutual Berhad

    Providing support in all aspects of the enterprise-wide risk management program.

  • Director, Capital Market Policy & Strategy

    • Hong Kong (HK)
    • Competitive base salary (>1.2M HKD) plus incentive plan
    • CFA Institute

    Enhance market fairness, efficiency, transparency and investor protection in the Asia Pacific region through advocacy activities, etc.

  • Head, Advocacy, EMEA

    • London (Greater) (GB)
    • Competitive base salary (110-130K GBP) plus incentive
    • CFA Institute

    Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.

  • Head of Compliance Risk Monitoring Team, VP - EMEA

    • London, United Kingdom
    • competitive
    • State Street UK

    The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street.

  • Manager, Examinations, Financial Institutions

    • Vancouver, British Columbia (CA)
    • $72,000.00 - $100,000.00 annually
    • BC Public Service Agency

    BC Ministry of Finance Financial Institutions Commission Vancouver Manager, Examinations, Financial Institutions Salary $72,000.00 - $100,000.00 an...

  • Examiner Financial Institution

    • Vancouver, British Columbia (CA)
    • Salary $62,000.00 - $86,000.00 annually
    • BC Ministry of Finance

    A unique opportunity to apply your financial expertise in this exciting role with the BC Ministry of Finance

  • Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk...

    • New York, NY, USA
    • Competitive
    • Bank of America Corporation

    Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk & Compliance

  • Internal Audit, Corporate, New York, Associate

    • New York, NY, USA
    • Competitive
    • Goldman Sachs USA

    Internal Audit, Corporate, New York, Associate

  • Investment Analyst, External Program

    • Edmonton, Alberta (CA)
    • WCB offers a competitive salary and benefits package
    • Workers' Compensation Board - Alberta

    Investment Analyst, External Program Finance, Investment Management Edmonton, Alberta Temporary Full-Time Position (20 months with a possibility to...

  • 产品经理

    • Shenzhen, China
    • 面议
    • Jasper Capital

    任职要求 1、金融学、经济学、法学等相关专业硕士或以上学历 2、具有至少一年工作经验 3、较强的语言及文字表达沟通能力 4、善良勤勉的价值认同 4、符合以下一或多条件者优先 ——证券公司产品经理、机构业务经理工作经验 ——基金行业渠道销售、管理工作经验 ——券商、基金、公募基金产品设计经验 —...

  • Chief Compliance Officer - Canada - Toronto

    • Thompson, Canada
    • Negotiable
    • Aviva Investors

    Based in Toronto, we are seeking a Chief Compliance Officer ("CCO") responsible for the compliance framework for Aviva Investors Canada Inc. (AIC)....

  • Director, Ethics Education and Professional Standards (EMEA)

    • London
    • Competitive base salary (~90-100k GBP) plus incentive
    • CFA Institute

    This position will develop and promote ethical codes, standards, policies, and positions in the EMEA region. Must have a passion for ethics.

You need to sign in to set up job alerts