Compliance/Regulatory jobs
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Found 12 jobs
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Head, Advocacy, EMEA
Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.
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Assistant Manager - Risk Management
Providing support in all aspects of the enterprise-wide risk management program.
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Assistant Manager - Risk Management
Providing support in all aspects of the enterprise-wide risk management program.
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Director, Capital Market Policy & Strategy
Enhance market fairness, efficiency, transparency and investor protection in the Asia Pacific region through advocacy activities, etc.
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Head, Advocacy, EMEA
Oversees all Advocacy operations and activities in region. Accountable for development, maintenance, and promotion of EMEA capital markets policy.
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Head of Compliance Risk Monitoring Team, VP - EMEA
The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street.
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Manager, Examinations, Financial Institutions
BC Ministry of Finance Financial Institutions Commission Vancouver Manager, Examinations, Financial Institutions Salary $72,000.00 - $100,000.00 an...
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Examiner Financial Institution
A unique opportunity to apply your financial expertise in this exciting role with the BC Ministry of Finance
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Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk...
Counterparty Credit Risk Manager - FMU for Credit, Market, Liquidity, Operational Risk & Compliance
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Internal Audit, Corporate, New York, Associate
Internal Audit, Corporate, New York, Associate
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Investment Analyst, External Program
Investment Analyst, External Program Finance, Investment Management Edmonton, Alberta Temporary Full-Time Position (20 months with a possibility to...
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产品经理
任职要求 1、金融学、经济学、法学等相关专业硕士或以上学历 2、具有至少一年工作经验 3、较强的语言及文字表达沟通能力 4、善良勤勉的价值认同 4、符合以下一或多条件者优先 ——证券公司产品经理、机构业务经理工作经验 ——基金行业渠道销售、管理工作经验 ——券商、基金、公募基金产品设计经验 —...
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Chief Compliance Officer - Canada - Toronto
Based in Toronto, we are seeking a Chief Compliance Officer ("CCO") responsible for the compliance framework for Aviva Investors Canada Inc. (AIC)....
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Director, Ethics Education and Professional Standards (EMEA)
This position will develop and promote ethical codes, standards, policies, and positions in the EMEA region. Must have a passion for ethics.
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