Compliance/Regulatory jobs

Found 13 jobs

• Manager, Advocacy Research & Content APAC

  

  • Hong Kong (HK)
  • Competitive base salary plus incentive plan
  • CFA Institute

  Vetting, filtering, curating, promoting third-party content as well as developing content and policy positions to support Advocacy division in APAC.

  View details

  • 38 days ago
  • Save

    You need to sign in to save

• Director, Ethics Education and Professional Standards (APAC)

  

  • Hong Kong (HK)
  • Competitive base salary plus incentive plan
  • CFA Institute

  The Director EEPS will develop and promote ethical codes, standards, policies, and positions in the APAC region.

  View details

  • 38 days ago
  • Save

    You need to sign in to save

• Internal Audit, Consumer and Commercial Banking, Associate, New York

  • New York, NY, USA
  • Competitive
  • Goldman Sachs USA

  Internal Audit, Consumer and Commercial Banking, Associate, New York

  View details

  • Save

    You need to sign in to save

  New

• Anti-Money Laundering, Anti-Corruption, Sanctions, and Anti-Bribery Compliance

  • New York, NY, USA
  • DOE
  • The Compliance Search Group, LLC

  Overview A FinTech oriented financial institution seeks a Compliance professional to manage an array of important FCPA matters. The Compliance prof...

  View details

  • 2 days ago
  • Save

    You need to sign in to save

• Internal Audit - Securities - Vice President - New York

  • New York, NY, USA
  • Competitive
  • Goldman Sachs USA

  Internal Audit - Securities - Vice President - New York

  View details

  • 2 days ago
  • Save

    You need to sign in to save

• Internal Audit - Securities - Business - Associate - Bengaluru

  • Bangalore, India
  • Competitive
  • Goldman Sachs International

  Internal Audit - Securities - Business - Associate - Bengaluru

  View details

  • 2 days ago
  • Save

    You need to sign in to save

• HK IA Compliance AML Audit Director

  • Hong Kong
  • Competitive
  • Citi

  HK IA Compliance AML Audit Director

  View details

  • 3 days ago
  • Save

    You need to sign in to save

• Internal Audit, Corporate Compliance Legal & Services, New York- Vice President

  • New York, NY, USA
  • Competitive
  • Goldman Sachs USA

  Internal Audit, Corporate Compliance Legal & Services, New York- Vice President

  View details

  • 3 days ago
  • Save

    You need to sign in to save

• Head of Compliance Risk Monitoring Team, VP - EMEA

  • London, United Kingdom
  • competitive
  • State Street UK

  The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street.

  View details

  • 4 days ago
  • Save

    You need to sign in to save

• 产品经理

  • Shenzhen, China
  • 面议
  • Jasper Capital

  任职要求 1、金融学、经济学、法学等相关专业硕士或以上学历 2、具有至少一年工作经验 3、较强的语言及文字表达沟通能力 4、善良勤勉的价值认同 4、符合以下一或多条件者优先 ——证券公司产品经理、机构业务经理工作经验 ——基金行业渠道销售、管理工作经验 ——券商、基金、公募基金产品设计经验 —...

  View details

  • 5 days ago
  • Save

    You need to sign in to save

• Regulatory Reporting Associate

  • London, United Kingdom
  • Negotiable
  • Charles Levick

  Are you interested in joining a dynamic, fast paced and growing regulatory reporting team? My client is a well-known global provider of investment ...

  View details

  • 6 days ago
  • Save

    You need to sign in to save

• Operations Analyst

  • Bangalore (Division), Karnataka (IN)
  • Competitive
  • Atman Capital Management (ACM)

  Operations Analyst required at boutique investment firm

  View details

  • 14 days ago
  • Save

    You need to sign in to save

• Head of Internal Audit

  • Bahrain (BH)
  • Competitive salary
  • Sophisticated multi-family office in Bahrain

  The Firm is one of the largest multi-family office based in Bahrain with offices in London, New York and Hong Kong. Head of Compliance & Risk  Act...

  View details

  • 32 days ago
  • Save

    You need to sign in to save