Compliance/Regulatory jobs
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Found 17 jobs
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Regional Regulatory Compliance Director(Greater China)
Job Responsibilities: Manage regulatory requests and regulatory exams in Hong Kong and Taiwan. This includes liaising with regulators and internal ...
New
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Vice President, Corporate Compliance
Description About this role BlackRock is one of the world's preeminent asset management firms and a premier provider of global investment mana...
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Compliance Analyst
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Senior Compliance Officer (Control Group)
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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VP, Counsel
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Manager/Associate Director, Capital
The Manager/Associate Director, Capital also assists with the creation of NFA's SD capital compliance examination program and helps establish ...
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Trade Compliance Associate
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Investment Compliance Lead
As Mawer continues to grow in size and complexity, we are seeking an experienced compliance professional to lead our investment compliance and trade..
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Compliance Business Analyst
We are seeking a Compliance Business Analyst to be the technology lead for the Legal & Compliance team in the implementation of SimCorp Dimension...
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EMEA Compliance - Rates & Emerging Markets - Associate - London
MORE ABOUT THIS JOB Application Opening Date: 18 September 2020 Application Closing Date: 15 October 2020 Location: London Salary: Competitive Full...
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Vice President, Counsel (Alternatives)
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Director, Compliance, CIB Trade Surveillance Analytics
About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle Eas...
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Marketing Compliance Reviewer
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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Investment Guidelines
Company & Role Tier 1 Asset Management firm are looking for a Fund/Portfolio Compliance Manager to lead on all aspect of Investment Guidelines, Res...
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Compliance - Currencies & Commodities - Associate - London
MORE ABOUT THIS JOB Application Opening Date: 01 September 2020 Application Closing Date: 28 September 2020 Location: London Salary: Competitive Fu...
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Vice President, Counsel-Private Fund Transactions
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
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