Compliance/Regulatory jobs
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Found 22 jobs
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Head - Single Family Office (Mumbai)
Looking for someone to help setup and head a significantly large Single Family Office for a very high profile celebrity. This is an urgent requirement
Top job
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Head - Single Family Office (Mumbai)
Looking for someone to help setup and head a significantly large Single Family Office for a very high profile celebrity. This is an urgent requirement
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SG China Shanghai Branch Compliance Manager - CPLE - Shanghai - 20181213001
SG China Shanghai Branch Compliance Manager - CPLE - Shanghai - 20181213001
New
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Internal Audit, Investment Banking Team, Associate
Internal Audit, Investment Banking Team, Associate
New
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Internal Audit, Corporate Controllers & Tax, Vice President
Internal Audit, Corporate Controllers & Tax, Vice President
New
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Internal Audit, Corporate Controllers & Tax, Associate
Internal Audit, Corporate Controllers & Tax, Associate
New
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Internal Audit, Corporate AML Technology, Analyst/Associate, New York
Internal Audit, Corporate AML Technology, Analyst/Associate, New York
New
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Internal Audit - Securities - Vice President - New York
Internal Audit - Securities - Vice President - New York
New
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Internal Audit, Corporate Compliance Legal & Services, New York- Vice President
Internal Audit, Corporate Compliance Legal & Services, New York- Vice President
New
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Internal Audit - Securities Technology - Associate
Internal Audit - Securities Technology - Associate
New
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Internal Audit, Corporate Compliance Legal & Services, New York, Vice President
Internal Audit, Corporate Compliance Legal & Services, New York, Vice President
New
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Internal Audit - Securities - Associate - New York
Internal Audit - Securities - Associate - New York
New
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Compliance Division, Compliance Testing, Associate/Vice President, Singapore
Compliance Division, Compliance Testing, Associate/Vice President, Singapore
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Director/Vice President, Recovery and Resolution Planning
Director/Vice President, Recovery and Resolution Planning
New
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Compliance Generalist - £45k-£55k
A great opportunity to be in a client facing compliance role at a big 4 consultancy with amazing career progression in their capital markets compli...
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Compliance Manager, Investment Monitoring and Testing
Compliance Manager, Investment Monitoring and Testing
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Senior Compliance Officer, Prime Brokerage
My Client, a Global Investment Bank is looking for a Senior Compliance Offier for their Prime Brokerage Business. This role enables the candidate t...
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Senior Compliance Manager - Investment Management
Our client is an award-winning investment management and financial planning business with a strong reputation across the UK. Due to ongoing structu...
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Senior Compliance Officer, Prime Brokerage
Senior Compliance Officer, Prime Brokerage
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Head of Compliance Risk Monitoring Team, VP - EMEA
The Compliance Risk Monitoring Team (CRMT) is a critical component of the overall Compliance Oversight Program (COP) at State Street.
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Portfolio Manager
At Chesapeake Wealth Management, our mission is supported by a commitment to wealth management, client servicing, and community involvement.
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