Compliance/Regulatory jobs

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Found 17 jobs

Investment Implementation Associate
- Chicago, Illinois
- Negotiable
- GCM
This position is responsible for operations-related responsibilities with a focus on implementation of hedge fund, private equity, real estate, and...
View details Investment Implementation Associate
- 1 day ago
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New
Compliance Monitoring - Asset Management
- London, United Kingdom
- to £65k base + bonus / benefits
- Paritas Recruitment - Compliance
The role will work with both the Compliance Monitoring and wider Compliance team to provide an effective Compliance Monitoring function for the glo...
View details Compliance Monitoring - Asset Management
- 5 days ago
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Temp Contract in Operations
- Los Angeles
- Market Competitive
- Wall Street Personnel
We have several temp and contract roles with investment firms. The roles will embrace trade settlements, corporate actions, compliance, operations,...
View details Temp Contract in Operations
- 6 days ago
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Sr ETF Operations Analyst
- Los Angeles
- Base plus bonus and pension
- Wall Street Personnel
As a Senior ETF Operations Analyst, you will play a key role in our launch into the ETF market by helping to stand up ETF operations. With an empha...
View details Sr ETF Operations Analyst
- 6 days ago
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Vice President, Compliance Officer (Toronto)
- Toronto, Canada
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Vice President, Compliance Officer (Toronto)
- 6 days ago
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Compliance Advisory Associate
- Budapest, Hungary
- Competitive
- BlackRock
Description About this role BlackRock is one of the world's preeminent asset management firms and a premier provider of global investment mana...
View details Compliance Advisory Associate
- 10 days ago
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Head of Fixed Income Data
- Chicago, Illinois
- To be announced
- Morningstar, Inc
Data team seeks an enthusiastic, results-driven fixed income data/analytics leader and subject matter expert to advance our fixed income capabilities
View details Head of Fixed Income Data
- 11 days ago
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Finance and Operations Analyst
- Salt Lake City, Utah
- Depends on Qualifications
- State of Utah School & Institutional Trust Funds Office
The State of Utah School & Institutional Trust Funds Office (SITFO) is looking for a Finance and Operations Analyst. This position will work cl...
View details Finance and Operations Analyst
- 13 days ago
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Legal Specialist
- Newport Beach, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Legal Specialist
- 13 days ago
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Senior Compliance Officer (Control Group)
- Newport Beach, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Senior Compliance Officer (Control Group)
- 14 days ago
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Compliance Testing Group, Associate - London
- London, United Kingdom
- Competitive
- Goldman Sachs
MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and...
View details Compliance Testing Group, Associate - London
- 16 days ago
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Regulatory Compliance Manager / Location: Luxembourg / Salary: Up to 120K€
- Luxembourg, Luxembourg
- up to 120k
- Skillfinder International
With a worldwide presence , this international credit institution and asset servicer is currently looking for a solution-driven and autonomous Comp...
View details Regulatory Compliance Manager / Location: Luxembourg / Salary: Up to 120K€
- 18 days ago
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Vice President, Counsel (Alternatives)
- Newport Beach, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Vice President, Counsel (Alternatives)
- 20 days ago
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Client Marketing Associate
- Chicago, Illinois
- Negotiable
- GCM
This position is responsible for preparing marketing collateral used to market the firm, its funds and its capabilities to prospects and consultants.
View details Client Marketing Associate
- 22 days ago
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Compliance Generalist
- Newport Beach, USA
- Competitive
- PIMCO
About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....
View details Compliance Generalist
- 22 days ago
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Investment Implementation Associate
- Chicago, Illinois
- Negotiable
- GCM
This position is responsible for operations-related responsibilities with a focus on implementation of hedge fund, private equity, real estate, and...
View details Investment Implementation Associate
- 4 days left
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INVESTMENT COMPLIANCE AND RISK OFFICER
- Phoenix, Arizona
- DOE + Excellent Benefits and Great Work/Life Balance
- Arizona State Retirement System
This role reports to the Executive Director and will work closely with both the Executive Director and Chief Investment Officer.
View details INVESTMENT COMPLIANCE AND RISK OFFICER
- 1 day left
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