Compliance/Regulatory jobs

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Found 17 jobs

  • Head of EMEA Investment Oversight

    • London, United Kingdom
    • Competitive
    • State Street

    The role sits in the investment management organization within the first line of defence. The Investment Oversight team partners with the investmen...

  • Compliance Officer

    • Singapore, Singapore
    • Competitive
    • BNP Paribas

    In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currentl...

  • Advisory, Financial Services Risk Management - Insurance Sector Focus, Manager / Senior Associate

    • Hong Kong, Hong Kong
    • To be discussed
    • Ernst & Young Hong Kong

    Across the banking and capital markets, insurance, asset management, energy and corporate treasury sectors, our clients require integrated risk man...

  • Data Analyst for Compliance Analytics

    • Zurich, Switzerland
    • Competitive
    • Credit Suisse

    We Offer The opportunity to become part of our highly motivated Analytics team at Credit Suisse Zurich focusing on building and driving new and sta...

  • Investment Compliance Analyst

    • Dublin, Ireland
    • EUR45000 - EUR50000 per annum +
    • Huxley Banking & Financial Services

    The Role You will manage a number of complex clients with varied fund types (e.g. UCITS AIFs Pension funds) and assist them with onboarding new fun...

  • General Counsel

    • Los Angeles, California
    • Salary $200k - $300k plus bonus and profit sharing (amount depending on experience)
    • Dorchester Capital Advisors

    Dynamic solutions provider seeks a General Counsel to oversee all legal aspects of the firm, including negotiation of purchase and sales agreements.

  • Fixed Income Product Development Manager

    • Hong Kong, Hong Kong
    • N/A
    • Global Associates

    Our client is probably the largest PRC investment bank in Hong Kong. They are active on brokerage, asset management and corporate finance. They are...

  • VP, Counsel

    • New York, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Vice President, Counsel (Alternatives)

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Chief Compliance Officer, PIMCO Investments

    • New York, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Regulatory Analyst/Associate

    • Newport Beach, USA
    • Competitive
    • PIMCO

    About Us: We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset clas....

  • Junior Regulatory consultant

    • London, United Kingdom
    • c.£35k
    • Holmes Search

    You will be working on various different regulatory projects with top tier asset managers, wealth managers, retail banks and investment banks. This...

  • Head of Budgeting & Reporting

    • Qatar (QA)
    • Competitive
    • Qatari Non-Financial Institution

    The Manager Budgeting and Reporting will have the responsibility for organizing, monitoring and overseeing all budgeting and reporting processes.

  • Risk Analyst

    • Boston, USA
    • Competitive
    • Federal Reserve Bank of Boston

    Risk Analyst, Senior I Risk Analyst, Senior I As part of the Central Bank of the United States, the Boston Fed works to promote sound growth and fi...

  • Treasury Manager

    • Toronto (Region), Ontario (CA)
    • Base Salary + Bonus + Benefits
    • Home Trust

    Company Profile Home Capital Group Inc., together with its operating subsidiary Home Trust Company, has developed a track record of success as Cana...

  • Treasury/CIO - Product Control (P&L and Risk) - Analyst

    • Warsaw, Poland
    • Competitive
    • J.P.Morgan

    ABOUT Treasury/Chief Investment Office. T/CIO Global Operations is part of the Treasury/Chief Investment Office (T/CIO) which is responsible for fi...

  • Sr. Fund Accountant

    • Tempe, Arizona
    • commensurate to experience
    • Freedom Financial Network

    THE ROLE: Review fund administrator financial records. Research and resolve variances timely. Validate compliance for securitization, fair value ...

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