Skip to main content

You will need to login before you can apply for a job.

Compliance and Portfolio Admin

Employer
TL-B Capital Management
Location
San Francisco, California
Salary
Part Time Employee for Compliance, Trading, and Accounting for a New, Small RIA
Closing date
Feb 23, 2025
View more categoriesView less categories
Job Function
Compliance/Regulatory, Operations, Trading
Industry Sector
Private Wealth Management Firm
Employment Type
Consulting
Education
Bachelors

I'm seeking a part time employee to assist with management responsibilities for a small, newly established Registered Investment Advisorship.

I have 40 years of experience in asset management and portfolio management and am starting a new business with approximately $50 million in assets under management.

I need support in the following areas:  1.  compliance (utilizing 'COMPLY' as a simple to use compliance platform, 2. trading and execution (utilizing Schwab's online trading and batch trading platform), and 3. client support.  

The firm will have $50mm in AUM spread over approximately 20 separate accounts with an equal number of clients.  (The clients are extremely low maintenance).  The portfolio process is long term focused and there are very few transactions and trades.  

I have a downtown office.  Remote work is fine, though I'd like to connect in person at my office weekly or perhaps every other week.  

As the business grows, there's opportunity for development into whatever areas of the business appeal to the candidate and the skillset of the candidate.  

Sign in to create job alerts

Sign in or create an account to start creating job alerts and receive personalised job recommendations straight to your inbox.

Create alert

Similar jobs