Compliance and Portfolio Admin
- Employer
- TL-B Capital Management
- Location
- San Francisco, California
- Salary
- Part Time Employee for Compliance, Trading, and Accounting for a New, Small RIA
- Closing date
- Feb 23, 2025
View more categoriesView less categories
- Job Function
- Compliance/Regulatory, Operations, Trading
- Industry Sector
- Private Wealth Management Firm
- Employment Type
- Consulting
- Education
- Bachelors
I'm seeking a part time employee to assist with management responsibilities for a small, newly established Registered Investment Advisorship.
I have 40 years of experience in asset management and portfolio management and am starting a new business with approximately $50 million in assets under management.
I need support in the following areas: 1. compliance (utilizing 'COMPLY' as a simple to use compliance platform, 2. trading and execution (utilizing Schwab's online trading and batch trading platform), and 3. client support.
The firm will have $50mm in AUM spread over approximately 20 separate accounts with an equal number of clients. (The clients are extremely low maintenance). The portfolio process is long term focused and there are very few transactions and trades.
I have a downtown office. Remote work is fine, though I'd like to connect in person at my office weekly or perhaps every other week.
As the business grows, there's opportunity for development into whatever areas of the business appeal to the candidate and the skillset of the candidate.
Sign in to create job alerts
Sign in or create an account to start creating job alerts and receive personalised job recommendations straight to your inbox.
Create alert