VP/ ED, ( 9 months maternity cover) Regulatory Compliance , Fair Dealing
- Employer
- OCBC
- Location
- Singapore, Singapore
- Salary
- Competitive
- Closing date
- Jan 30, 2025
View more categoriesView less categories
- Job Function
- Compliance/Regulatory
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
You need to sign in or create an account to save a job.
Key Responsibilities:
Qualifications
Requirements:
- Support the Bank efforts in ensuring the Bank delivers fair dealing outcomes and markets suitable investment products to our customers.
- Put in place policies, frameworks and processes to ensure compliance with Fair Dealing guidelines by MAS and other relevant regulatory guidelines.
- Provide secretarial support to the Product Suitability Committee which includes proper documentation of all relevant materials, coordination with the business units etc.
- With input from the business units, prepare Fair Dealing reports to management and Board.
- Ensure information on investment products provided to customers in marketing collaterals and product brochures are clear, timely and relevant.
Qualifications
Requirements:
- Detail-oriented, with strong and clear analytical thought process; strong policy-making and documentation skills
- Ability to understand diverse issues, putting them together in an organised manner and derive at the appropriate conclusion and solutions
- Must have excellent inter-personal and communications skills and able to work with various stakeholders
- Highly motivated, able to work independently and in a team
- Good command in English and excellent writing skills
- Proficient in Microsoft Office
- Experience in the financial industry, familiarity with bank processes and knowledge of investment products
You need to sign in or create an account to save a job.
Sign in to create job alerts
Sign in or create an account to start creating job alerts and receive personalised job recommendations straight to your inbox.
Create alert