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VP/ ED, ( 9 months maternity cover) Regulatory Compliance , Fair Dealing

Employer
OCBC
Location
Singapore, Singapore
Salary
Competitive
Closing date
Jan 30, 2025
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Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Key Responsibilities:
  • Support the Bank efforts in ensuring the Bank delivers fair dealing outcomes and markets suitable investment products to our customers.
  • Put in place policies, frameworks and processes to ensure compliance with Fair Dealing guidelines by MAS and other relevant regulatory guidelines.
  • Provide secretarial support to the Product Suitability Committee which includes proper documentation of all relevant materials, coordination with the business units etc.
  • With input from the business units, prepare Fair Dealing reports to management and Board.
  • Ensure information on investment products provided to customers in marketing collaterals and product brochures are clear, timely and relevant.


Qualifications
Requirements:
  • Detail-oriented, with strong and clear analytical thought process; strong policy-making and documentation skills
  • Ability to understand diverse issues, putting them together in an organised manner and derive at the appropriate conclusion and solutions
  • Must have excellent inter-personal and communications skills and able to work with various stakeholders
  • Highly motivated, able to work independently and in a team
  • Good command in English and excellent writing skills
  • Proficient in Microsoft Office
  • Experience in the financial industry, familiarity with bank processes and knowledge of investment products

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