Senior Auditor (EMEA/US Shift)

Job Description

Are you ready to make an impact at DTCC?

Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.

Pay and Benefits:

• Competitive compensation, including base pay and annual incentive
• Comprehensive health and life insurance and well-being benefits, based on location
• Pension / Retirement benefits
• Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
• DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

The impact you will have in this role :

Being a member of the Internal Audit Department, the Senior Auditor (Audit Senior Associate) is predominantly focused on the execution of audit planning, fieldwork and reporting and is given the opportunity to lead selected audits and meetings. The primary measure of success is effectively completing planned audits to assess the design adequacy and operating effectiveness of controls and creating reliable documentation to support the audit work. The Senior Auditors (Audit Senior Associates) will manage auditee relationships, be a good team player, and take accountability for their personal growth and professional development.

What You'll Do:

Strategic Control Impact - Identifies important issues in which controls are not accurately designed or are not operating effectively. Assesses the risk and control environment for processes within coverage areas. Work closely with auditees to verify timely progress and completion of agreed upon issue closure, under the mentorship of a supervisor. Understands the financial services industry and risk and control environment for coverage areas and identifies new risks.

Audit Execution - Assists an IT Audit Manager with the execution of audit planning, fieldwork, and reporting. Completes risk-focused fieldwork on time and within the allocated budget, advising the auditor in charge promptly of issues that arise or when budgets or timelines are at risk. Understands and performs root cause analysis for issues. Possesses and demonstrates a strong understanding of audit techniques. Performs validation of prior identified issues, along with periodic continuous monitoring of key controls.

Quality Process - Demonstrates a validated understanding of our policies, procedures, and documentation standards. Independently prepares work papers that fully align with IAD policies and procedures. Participates in continuous improvement initiatives. Aligns risk and control processes into day to day responsibilities to supervise and mitigate risk; escalates appropriately.

**NOTE: The Primary Responsibilities of this role are not limited to the details above. **

Sounds Like You?

• Minimum of 5 years of related experience
• Bachelor's degree preferred with Masters a plus.

Talents Needed for Success:

• Previous internal or external audit experience is helpful, but not required.
• Strong analytical and problem-solving skills
• Strong commitment to teamwork and collaboration
• Strong written and oral communication skills
• Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as CPA, CFA, Financial Risk Manager (FRM), Certified Internal Auditor (CIA), and Certified Information Systems Auditor (CISA)
• Knowledge or experience related to financial risk management or quantitative analysis is a plus

About Us

DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle.

DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork. When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind.

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About the Team

The Internal Audit Department's (IAD) mission is to deliver independent assessments of the organization's overall control environment and to promote proactive risk identification and mitigation.