Regulatory Compliance
- Employer
- Green Lake Executive Search Co. Limited
- Location
- Hong Kong, Hong Kong
- Salary
- Competitive
- Closing date
- Nov 28, 2024
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- Job Function
- Accounting/Audit/Tax
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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- Liaise with the SFC:This involves communicating with the SFC regarding license applications,includes addressing any inquiries from SFC about various types of applications.
- Maintain regular compliance review program against business activities of the Group:This responsibility entails regularly assessing the group's business activities to ensure they comply with relevant laws,regulations,and internal policies.
- Preparing responses to SFC inquiries and investigations:when SFC raises questions/investigations,this responsibility involves gathering information,analyzing,and crafting appropriate responses.
- Requires good command of English,Cantonese and Mandarin
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