Senior Vice President - Head of Business Audit
- Employer
- Hong Kong Exchanges and Clearing Limited
- Location
- Hong Kong, Hong Kong
- Salary
- Competitive
- Closing date
- Aug 7, 2024
View more categoriesView less categories
- Job Function
- Accounting/Audit/Tax
- Industry Sector
- Finance - General
- Employment Type
- Full Time
- Education
- Bachelors
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Company Introduction:
We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Summary:
Reporting to the Group Head of IA, the Head of Business Audit, is responsible to provide independent assurance services to the Group with a primary focus in HKEX's businesses and operations. Key mandate of the role includes providing value-added and insightful recommendations to improve HKEX's risk management and internal control systems for senior management and other key stakeholders.
Job Duties:
Location:
HKEX - Exchange Square
Shift:
Standard - 40 Hours (Hong Kong SAR)
Scheduled Weekly Hours:
40
Worker Type:
Permanent
We're home to Asia's most dynamic and vibrant capital markets.
Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.
HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all."
Job Summary:
Reporting to the Group Head of IA, the Head of Business Audit, is responsible to provide independent assurance services to the Group with a primary focus in HKEX's businesses and operations. Key mandate of the role includes providing value-added and insightful recommendations to improve HKEX's risk management and internal control systems for senior management and other key stakeholders.
Job Duties:
- Lead, develop and retain a high performing team, with a focus on building talent, continued engagement and development. M otivate and inspire the team by providing information and tools they need to perform their duties.
- Apply a risk-based approach in the annual planning and work closely with Risk and Compliance to promote more accountability in the first line functions.
- Drive a robust continuous risk assessment and monitoring program and be agile in response to emerging risks and the latest group's strategic development.
- Partner with other Heads of Audit to drive, formulate and execute the GIA's strategy and risk-based annual audit plan in an integrated manner, ensure audits have adequate coverage of key risks.
- Drive and monitor the team's performance in alignment with GIA's performance scorecard.
- Evaluate and manage the team with adequate human resources, expertise and proficiency to ensure complete delivery of annual audit plan.
- Build strong relationships with senior stakeholders to provide insights, share lessons learnt and promote accountability and risk and control mindset. Manage complex dialogues and interactions with a wide spectrum of senior management across first lines and Risk /Compliance functions.
- Collaborate with Group Risk and Compliance functions to ensure consistent and holistic risk assessment, wider collaboration of emerging areas.
- Assist the Group Head of Internal Audit to deliver complex issues, risks and trends that impact the Group's control environment to senior management and regulators.
- Assist the Group Head of Internal Audit to run an effective Audit Committee and report GIA results and achievements to the Committee.
- Drive innovation, including the use of data analytics tools across audits and continuous monitoring of business activities to enhance automation and efficiency.
- Lead ad-hoc projects and investigations as required.
- 20 years of experience in audit, risk and control leadership roles with exposure in managing audit methodology and innovation.
- A university graduate of relevant disciplines (e.g. Accounting, Finance, Business Administration, Technology, etc.).
- Possess at least one relevant professional qualification e.g. a CPA, CFA, CA, CIA, CISA, CISM or FRM.
- Good knowledge of auditing standards, internal control framework and industry best practices.
- Proven leadership, talent management and project management skills.
- Demonstrate the ability to build and strengthen professional relationships with key stakeholders.
- Demonstrate agility and the ability to drive changes in a fast-changing environment.
- Demonstrate the ability to anticipate issues with a solution driven mindset.
- Knowledge in financial products, listing, exchange, clearing and settlement rules and regulations.
- Experience in leveraging data and technology.
Location:
HKEX - Exchange Square
Shift:
Standard - 40 Hours (Hong Kong SAR)
Scheduled Weekly Hours:
40
Worker Type:
Permanent
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