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Internal Audit Manager, Core Compliance

Gresham Hunt
London, United Kingdom
£100k - £110k
Closing date
Aug 5, 2024

View more

Job Function
Risk Management
Industry Sector
Finance - General
Employment Type
Full Time
My client, a global banking business, is looking for an Internal Auditor to join the Core Compliance team on a 12 month maternity cover basis.

Internal Audit experience within Banking Compliance, specifically Conflicts of Interest and Trade Surveillance, is an absolute prerequisite, responsibilities will include but not be limited to the following:
  • Assist the Head of Audit with the respective Portfolio, risk universe sections, risk assessments and audit plans.
  • Ownership of the assigned area of responsibility during the engagement and manage the stakeholders (both internally and externally). May have responsibility to work on multiple engagements concurrently.
  • Help and support Head of Audit in planning engagements, identify relevant key risk areas and produce quality Audit Planning Document.
  • Ensure that all internal and external deliverables are timely produced as per EIAO methodology and standards.
  • Devises effective and efficient tests of key controls, executes and documents audit work and concludes on the results of audit tests and overall effectiveness of controls.
  • Escalates audit issues to senior management. Interacts with auditee and audit team to develop and negotiate solutions.
  • Assess regulatory requirements and trends in financial markets and incorporate this into

continuous monitoring activities. Deliver continuous monitoring assignments for agreed audit entities under the supervision of Head of Audit

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