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Vice President, Auditor (AppTech)

BNY Mellon
Chennai, India
Closing date
Jun 23, 2024

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We're seeking a future team member for the role of Senior Application Technology Auditor to join our Internal Audit team specializing in Compliance, Legal and Anti Money Laundering (AML) processes. This role is located in Pune/Chennai (Hybrid).
In this role, you'll make an impact in the following ways:
  • Independently assess the firm's control environment and evaluate the effectiveness of management controls.
  • Collaborate with business and audit technology colleagues to identify and assess risks.
  • Lead and assist in all aspects of audits and audit activities, including risk assessments, planning, testing, report drafting, and issue documentation, validation, and closure.
  • Develop deep knowledge of audit, regulations, technology, and their interaction within and across complex matrixed businesses and organizations.
  • Foster relationships with clients and stakeholders in partnership to protect the firm.
  • Identify new opportunities for use of automation, data analytics, and other technologies.
To be successful in this role, we're seeking the following:
  • Strong experience in Anti-Money Laundering (AML) and sanctions related processes. Experience in financial crime audits preferred.
  • Knowledge of US laws, rules, and regulations such as Bank Secrecy Act (BSA), USA Patriot Act and OFAC.
  • Clear understanding of automated controls and processes including interface testing and application controls.
  • Ability to operate with professional skepticism, analytical and critical thinking, and a risk and control mindset.
  • Skilled in explaining technical and complex processes and issues to non-technical audiences.
  • 6+ years of total work experience.
  • Prior experience in audit or risk, preferably focused on applications.
  • Degree in Accounting, Finance, or relevant critical thinking specialty such as MIS, Computer Science, Mathematics preferred.
  • No direct reports.
At BNY, our culture speaks for itself. Here's a few of our awards:
  • America's Most Innovative Companies, Fortune, 2024
  • World's Most Admired Companies, Fortune 2024
  • Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
  • Best Places to Work for Disability Inclusion , Disability: IN - 100% score, 2023-2024
  • "Most Just Companies", Just Capital and CNBC, 2024
  • Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
  • Bloomberg's Gender Equality Index (GEI), 2023
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

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