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Compliance Manager

Employer
WSO
Location
New York City, New York (US)
Salary
$125,000 Base + Bonus
Closing date
Feb 22, 2024

Job Details

Bank Secrecy Act / Anti-Money Laundering Compliance Manager

  • 5 – 10 years experience with Bank Secrecy Act (BSA) / Anti Money Laundering (AML) compliance investigations, operations, financial crimes, transaction monitoring, and investigation roles
  • Strong foundational knowledge of BSA/AML regulations, money transmission regulations, and best practices
  • Familiarity with transaction monitoring & and reporting tools (Profund – CRM System, Alloy, Temenos – FCM Financial Mitigation System)
  • Support and manage BSA/AML program to include governance documentation and the ability to enhance the governance framework
  • Ability to manage day-to-day transaction monitoring and suspicious activity investigations and reporting programs for financial crimes related to money laundering and terrorist financing including anti-bribery and corruption
  • Support operational teams in building out processes along with the investigation lifecycle
  • Must be knowledgeable of regulatory requirements in AML, investigations process, systems design, data analytics, and documentation abilities
  • Manage the “AML Investigations team” for day-to-day operations
  • Support current operational processes to ensure compliance with applicable laws, regulations, and industry best practices
  • Ability to evaluate AML transaction monitoring and suspicious activity reporting requirements for all jurisdictions where applicable
  • Build and lead tactical and scalable solutions for operational teams to manage BSA/AML/OFAC compliance tasks
  • Ability to manage company efforts to meet expectations of the Business, Regulators, Internal and External Audit, and Compliance
  • Bachelor’s degree and experience working with Operations bank personnel and administering BSA/AML protocols to alternative asset management-type bank offerings preferred
  • Certifications: CAMS, CBAP, and/or CFCS required

 

 

 

Company

Outsourced CFO | COO Infrastructure Solutions: Hedge Funds, Private Equity Funds, Family Offices, and Broker-Dealers.  Services designed to establish a strong control framework commensurate with the client's business operations and fiduciary responsibility to satisfy investor requirements

Our Interim Consultant process starts with a consultation to understand your needs.  We work with you to define the scope of work, specific tasks, and deliverables.  

Company info
Website
Telephone
(212)9371045
Location
4500. PGA BLVD
STE 104
PALM BEACH GARDENS
FL
33418
United States

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