Compliance Manager
- Employer
- WSO
- Location
- New York City, New York (US)
- Salary
- $125,000 Base + Bonus
- Closing date
- Feb 22, 2024
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- Job Function
- Compliance/Regulatory, Operations
- Industry Sector
- Commercial Bank, Credit Union, Private Bank, Savings & Loan, , Investment Bank
- Employment Type
- Full Time
- Education
- Bachelors
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Job Details
Bank Secrecy Act / Anti-Money Laundering Compliance Manager
- 5 – 10 years experience with Bank Secrecy Act (BSA) / Anti Money Laundering (AML) compliance investigations, operations, financial crimes, transaction monitoring, and investigation roles
- Strong foundational knowledge of BSA/AML regulations, money transmission regulations, and best practices
- Familiarity with transaction monitoring & and reporting tools (Profund – CRM System, Alloy, Temenos – FCM Financial Mitigation System)
- Support and manage BSA/AML program to include governance documentation and the ability to enhance the governance framework
- Ability to manage day-to-day transaction monitoring and suspicious activity investigations and reporting programs for financial crimes related to money laundering and terrorist financing including anti-bribery and corruption
- Support operational teams in building out processes along with the investigation lifecycle
- Must be knowledgeable of regulatory requirements in AML, investigations process, systems design, data analytics, and documentation abilities
- Manage the “AML Investigations team” for day-to-day operations
- Support current operational processes to ensure compliance with applicable laws, regulations, and industry best practices
- Ability to evaluate AML transaction monitoring and suspicious activity reporting requirements for all jurisdictions where applicable
- Build and lead tactical and scalable solutions for operational teams to manage BSA/AML/OFAC compliance tasks
- Ability to manage company efforts to meet expectations of the Business, Regulators, Internal and External Audit, and Compliance
- Bachelor’s degree and experience working with Operations bank personnel and administering BSA/AML protocols to alternative asset management-type bank offerings preferred
- Certifications: CAMS, CBAP, and/or CFCS required
Company
Outsourced CFO | COO Infrastructure Solutions: Hedge Funds, Private Equity Funds, Family Offices, and Broker-Dealers. Services designed to establish a strong control framework commensurate with the client's business operations and fiduciary responsibility to satisfy investor requirements
Our Interim Consultant process starts with a consultation to understand your needs. We work with you to define the scope of work, specific tasks, and deliverables.
Company info
- Website
- http://wsollc.com/
- Telephone
- (212)9371045
- Location
-
4500. PGA BLVD
STE 104
PALM BEACH GARDENS
FL
33418
US
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