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Senior Compliance Advisory Manager - Alternative Investments (AIFMD)

Employer
Investigo
Location
London, United Kingdom
Salary
£80k - £110k
Closing date
Dec 13, 2023

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Job Function
Compliance/Regulatory
Industry Sector
Finance - General
Employment Type
Full Time
Education
Bachelors
Key Responsibilities:
  • Act as a compliance subject matter expert for alternative investments, offering advice and support on a range of areas, including new product launches, conflict of interest cases, and marketing reviews.
  • Deliver and maintain regulatory compliance standards and policies in alignment with our Compliance Operating Model.
  • Escalate significant compliance issues to senior management within the asset management and compliance teams as appropriate.
  • Offer advisory support for risk stewardship on all matters related to alternative investments.
  • Assist the Alternatives business in product development, especially concerning new product launches.
  • Develop strong relationships with internal and external stakeholders, including colleagues, leadership, legal teams, auditors, and regulators.

Key Requirements:
  • Substantial experience in alternative investments, ideally gained from a asset management firm, or a similar financial services institution.
  • Demonstrated advisory skills with a track record of providing expert consultation and compliance advice on alternative investment products, processes, and procedures.
  • A solid understanding of relevant regulations, particularly the Alternative Investment Fund Managers Directive (AIFMD), and a desirable familiarity with Sustainable Finance Disclosure Regulation (SFDR) in relation to ESG factors.
  • Proficiency in translating complex information into clear and concise communication for diverse audiences.

For details please get in touch chris.roots@investigo.co.uk

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