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Senior Compliance Analyst

CLARC Recruitment
London, United Kingdom
Closing date
Jan 6, 2024

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Job Function
Portfolio Management: Alternatives
Industry Sector
Finance - General
Employment Type
Full Time
We are recruiting for multinational online brokerage firm looking to hire an Senior Compliance Analyst to join their London office with a focus on investment services regulation surrounding CFDs whilst also being an essential part of business units, identifying relevant regulatory changes in time and initiating necessary measures to accommodate them.

Main Responsibilities

  • Monitor regulatory developments at the international, EU, and countries where the Group Companies operate or plan to operate
  • Analyse new regulatory requirements with a particular focus on investment services regulation
  • Create, maintain, and implement compliance-related policies, conduct internal compliance reviews, and perform legislative gap analysis
  • Execute the compliance monitoring programmes in a timely manner
  • Submit regulatory reports mainly related to CRS, FATCA, MiFIR, and EMIR
  • Support the implementation and monitoring of internal controls to ensure compliance with regulatory requirements and facilitate internal and external audits

Job Requirements:

  • At least 5 years of experience in regulatory compliance, audit, or risk function
  • University degree in legal, compliance, or related fields
  • Knowledge of investment services regulations
  • Strong interpersonal skills and the capability to work with all levels of personnel with a high degree of integrity and maturity

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

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