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Senior Compliance Associate

Attribution Search
London, United Kingdom
£60k - £90k
Closing date
Feb 26, 2024

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Conducting compliance testing in accordance with the CMP and assist the Head of Compliance in the preparation of written reports for senior management and the Board.

Maintaining compliance policies and procedures.

Supporting the Head of Compliance in identifying, responding to, and preparing for, regulatory change.

Assisting the Money Laundering Reporting Officer (MLRO) in countering the risk that the Firm might be used to further financial crime.

Working with the Head of Compliance in assisting the business areas with recommendations from CMP.

Reviewing and approve marketing materials promoting the Firm, its products and services for compliance with all applicable marketing/advertising rules.

Supporting the Head of Compliance in providing advice to Investor Relations and the Firm's Investment Professionals on cross-border marketing rules.

Assisting front office in drafting the compliance responses to RFP's / RFI's / Research Papers and Due diligence requests

The business are looking for a candidate with a minimum of three years buy side experience ideally working in Real Estate, Alternatives or a Multi strat fund. The role presents an exceptional opportunity for the individual to gain exposure to senior stakeholders and progress quickly as the business completes a number of acquisitions. Please apply or reach out to find out more.

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