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Compliance Manager, Product Compliance

Randstad Hong Kong
Hong Kong, Hong Kong
HKD50000 - HKD60000 per month
Closing date
Nov 30, 2023

View more

Job Function
Industry Sector
Finance - General
Employment Type
Full Time
about the company.
  • Our client is a globally recognised and highly reputable life insurance company. With a strong focus on meeting the needs of both individual and institutional clients, they offer a diverse range of financial protection and wealth management products. Their comprehensive portfolio ensures that they cater to a wide range of financial goals and requirements.
about the team
  • As a valuable addition to our Compliance team, you will have the opportunity to collaborate closely with a dedicated group of approximately 10 individuals. Your role will primarily revolve around product compliance, where you will play a key part in ensuring regulatory adherence and mitigating any potential risks.

about the job
  • Support the company's launch of new life insurance products and enhancement of existing ones by conducting thorough compliance reviews on product materials, sales materials, and marketing campaigns. Ensure compliance with internal and regulatory requirements.
  • Provide compliance support for various business projects and initiatives, identifying and minimizing compliance risks. Collaborate with relevant stakeholders to address any compliance issues that arise.
  • Contribute to regulatory projects, aiding in the implementation of regulatory changes and providing valuable compliance support and advice.
  • Assist in the preparation of management reports, including Compliance Committee meetings and regular compliance progress reports.
  • Address day-to-day compliance inquiries from operations and business units, offering guidance and solutions as needed.
  • Coordinate and deliver compliance training to staff, and contribute to the review and updating of training materials to ensure their relevance and effectiveness.
  • Handle ad-hoc tasks and assignments as delegated from time to time.

skills & experiences required
  • Bachelor Degree, preferably in Business, Accounting, or Law.
  • 5 years Compliance experience, of which Product Compliance is a must
  • Display a strong sense of responsibility, proactive, and attention to detail, with the ability to work independently.
  • Proficient in both written and spoken English and Chinese.
how to apply
  • To Apply online, please click on the link below. Alternatively, for a confidential discussion please contact Joanne Lo at +852 6446 3601 or email

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