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Compliance Advisory Manager, Investment Management

London, United Kingdom
Closing date
Dec 8, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
UK wealth & asset management group seeks a senior compliance advisor focussing on its fund product, wealth advisory and financial planning businesses. Reporting into the Head of Compliance Advisory, the incumbent will deliver effective compliance advice to the business, create and deliver compliance training, review and approve financial promotions and represent the Risk function at forums to provide input to regulatory change implementation. This is a flourishing business with opportunities for career development. Candidates are sought with compliance experience relating to the asset and/or wealth management sector, with working knowledge of either ESG or product governance/consumer duty.

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