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Manager, Investment & Insurance Compliance

ConnectedGroup Limited
Hong Kong, Hong Kong
Closing date
Dec 9, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Our client is a leading bank in APAC market. They provide a full range of financial services in commercial and consumer clients. The business is now looking for an experienced I&I compliance professional to join their compliance team.

Job Responsibilities:
  • Advise and guide Investment and Insurance businesses to comply with relevant regulatory requirements
  • Conduct gap analysis and recommend actions for new regulatory requirements in relation to Investment and Insurance businesses
  • Review proposals for new products, policies, procedures, and marketing materials
  • Monitor and check Investment and Insurance sales process to ensure compliance with regulations
  • Prepare and conduct compliance training and handle ad hoc projects as assigned

To succeed in this Investment & Insurance Compliance role, you must have a strong understanding in commercial/retail banking business and familiar with HKMA/SFC/IA rules and regulations

Other requirements
  • Bachelor degree in Business Administration, Risk Management, Law, or related disciplines
  • Have at least 5 years of compliance experience in banking or insurance industry
  • Possess familiarity with banking operations and knowledge of Investment & Insurance products
  • Demonstrate basic knowledge of regulatory requirements such as SFO, SFC's Code of Conduct, HKMA's circulars, etc.
  • Show responsibility, attention to detail, organizational skills, and good communication abilities

Our client offers competitive compensation, work from home arrange, benefits packages, dynamic and fast-paced work environment.

How to Apply:

For all interested parties, please contact and send your CV to Hester Chen at for more details. For other available opportunities, please visit

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