This job has expired

You will need to login before you can apply for a job.

Senior Compliance Manager - General Compliance

Bank Of China (Hong Kong) Limited
Hong Kong, Hong Kong
Closing date
Oct 2, 2023

View more

Job Function
Industry Sector
Finance - General
Employment Type
Full Time
  • Assist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations
  • Maintain, review and update internal policies and procedures, compliance manuals, etc. in accordance with the local laws and regulations, market practices and the Bank's circumstances
  • Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep abreast of development, and prepare reports for management
  • Lead, disseminate and implement Head Office compliance-related requests and/or reporting requirements.
  • Conduct compliance training for staff in accordance with local regulations, the Bank's internal requirements and training objectives
  • Work closely with relevant stakeholders on general compliance matters, regulatory reviews and examinations, compliance-related projects, initiatives and system launch
  • Ad-hoc tasks as assigned by management from time to time
  • Degree holder or above in Laws, Banking, Finance, Accounting, Risk Management or related disciplines
  • At least 5 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in banking operations and market practices, laws and regulatory requirements pertinent to bank
  • Ability to work independently and as a team member, timely and appropriately identify and escalate issues
  • Good drafting, analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin), and proficiency in using Microsoft office
  • ESG related qualification and experience is an advantage

Sign in to create job alerts

Sign in or create an account to start creating job alerts and receive personalised job recommendations straight to your inbox.

Create alert