Senior Compliance Manager - General Compliance

Responsibilities

Assist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations
Maintain, review and update internal policies and procedures, compliance manuals, etc. in accordance with the local laws and regulations, market practices and the Bank's circumstances
Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep abreast of development, and prepare reports for management
Lead, disseminate and implement Head Office compliance-related requests and/or reporting requirements.
Conduct compliance training for staff in accordance with local regulations, the Bank's internal requirements and training objectives
Work closely with relevant stakeholders on general compliance matters, regulatory reviews and examinations, compliance-related projects, initiatives and system launch
Ad-hoc tasks as assigned by management from time to time

Requirements

Degree holder or above in Laws, Banking, Finance, Accounting, Risk Management or related disciplines
At least 5 years' experience in regulatory compliance, preferably in banking, financial sectors or regulatory bodies
Sound knowledge in banking operations and market practices, laws and regulatory requirements pertinent to bank
Ability to work independently and as a team member, timely and appropriately identify and escalate issues
Good drafting, analytical, interpersonal and communication skills with flexibility and adaptability to changes
Good command of both written and spoken English and Chinese (including Mandarin), and proficiency in using Microsoft office
ESG related qualification and experience is an advantage

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