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Senior Compliance Monitoring Officer

Resource Solutions.
London, United Kingdom
Closing date
Oct 5, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Job Title: Senior Compliance Monitoring Officer

Location: London (Hybrid)

Contract Length: 9 months (FTC)

Opportunity Overview:
The Senior Compliance Monitoring Officer will be responsible for executing monitoring tasks against the Group Compliance Monitoring & Reporting Plan. Group Compliance Monitoring plays a critical role as the 2nd line of defense in monitoring the effectiveness of Aspens risk controls. Our Aspen Values are expected to be reflected in the delivery and performance of every role

Key Responsibilities:
  • Contribute to the implementation and delivery of the Annual Group Compliance Monitoring & Reporting Plan
  • Assist in the creation, maintenance, and enhancement of monitoring-based metrics
  • Perform monitoring tasks aligned to Aspens key Compliance Risks
  • Perform and deliver assigned assurance activities which may result in risk and control improvements for the first line.
  • Analyze trends and patterns in gaps of key compliance risks and provide feedback to compliance teams
  • Advise the first line on corrective action plans, perform independent validation as needed
  • Support the Group Head of Compliance Monitoring & Reporting with regular reporting regarding the effectiveness of the compliance control environment
  • Promote a sound culture of compliance by raising awareness of compliance matters and encouraging commitment to compliance with applicable laws and regulations
  • Liaise with relevant business groups in order to establish, support and maintain business relationships and organizational effectiveness
  • Support other Risk and Compliance functions as needed

Requirements & Skills:
  • Bachelor's Degree or equivalent
  • Excellent organizational skills with attention to details
  • Relevant compliance and/or re/insurance audit experience
  • Strong knowledge of the re/insurance industry within an international organization
  • Demonstrates the ability to work well within a global team and manage priorities appropriately
  • Recognize compliance or regulatory concerns that require escalation
  • Skilled at communicating compliance and regulatory issues to key stakeholders, both verbally and in writing

About us:
Since Aspen was founded in 2002, we have become a leading, diversified specialty insurance and reinsurance company. We respond thoughtfully and creatively to find the best outcomes for our clients and business partners through carefully-tailored solutions.
We believe the way we work is just as important as the work we do, and we are guided by our core values of respect, honesty, trust and professionalism. Aspen is a great place to develop your career offering an exciting and challenging environment where achievement is rewarded

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