Control Room Manager - Investment Bank

Key Responsibilities:

Conduct thorough reviews of potential conflicts of interest arising from investment banking, research, and other business activities.
Implement and enforce policies and procedures to ensure compliance with relevant laws, regulations, and industry standards.
Monitor and review personal trading activities, public appearances, and outside business activities of employees to identify any potential breaches.
Collaborate with various departments to provide guidance and training on compliance matters.
Stay abreast of regulatory changes and industry trends, proactively assessing their impact on our business operations.
Contribute to the development and enhancement of compliance programs, systems, and controls.

Requirements:

Strong knowledge of financial regulations (FCA, PRA, EU)
Previous experience in a control room, central compliance, or similar function within the financial services sector.
Excellent analytical and problem-solving skills with a keen eye for detail.
Ability to work effectively under pressure and manage multiple tasks simultaneously.
Strong communication skills, both written and verbal, with the ability to liaise confidently with stakeholders at all levels.

For details please get in touch chris.roots@investigo.co.uk

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