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Control Room Manager - Investment Bank

London, United Kingdom
£70k - £90k
Closing date
Sep 29, 2023

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Job Function
Industry Sector
Finance - General
Employment Type
Full Time
Key Responsibilities:
  • Conduct thorough reviews of potential conflicts of interest arising from investment banking, research, and other business activities.
  • Implement and enforce policies and procedures to ensure compliance with relevant laws, regulations, and industry standards.
  • Monitor and review personal trading activities, public appearances, and outside business activities of employees to identify any potential breaches.
  • Collaborate with various departments to provide guidance and training on compliance matters.
  • Stay abreast of regulatory changes and industry trends, proactively assessing their impact on our business operations.
  • Contribute to the development and enhancement of compliance programs, systems, and controls.

  • Strong knowledge of financial regulations (FCA, PRA, EU)
  • Previous experience in a control room, central compliance, or similar function within the financial services sector.
  • Excellent analytical and problem-solving skills with a keen eye for detail.
  • Ability to work effectively under pressure and manage multiple tasks simultaneously.
  • Strong communication skills, both written and verbal, with the ability to liaise confidently with stakeholders at all levels.

For details please get in touch

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